Cases 1 - 9 of 9
LEBENTAL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv03119
Plaintiff:
SIDNEY LEBENTAL
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv02420
Plaintiff:
EUGENE H. KIM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
SCOTTSDALE CAPITAL ADVISORS CORPORATION et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv01506
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor Defendant:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
LIVIZ v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 1:2020cv01771
Plaintiff:
ILYA LIVIZ
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 15 U.S.C. § 1
SCOTTSDALE CAPITAL ADVISORS CORPORATION v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 1:2018cv02973
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION
Cause Of Action: 28 U.S.C. § 1332
NORTH et al v. SMARSH, INC. et al
as 1:2016cv01922
Plaintiff:
THADDEUS J. NORTH and MARK P. POMPEO
Defendant:
SMARSH, INC. and FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: Civil Miscellaneous Case
NORTH et al v. SMARSH, INC. et al
as 1:2015cv00494
Plaintiff:
THADDEUS J. NORTH and MARK P. POMPEO
Defendant:
SMARSH, INC. and FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 15 U.S.C. § 78
MCGINN, SMITH & CO., INC. et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY et al
as 1:2011cv00825
Plaintiff:
MCGINN, SMITH & CO., INC., DAVID L. SMITH and TIMOTHY M. MCGINN
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY and DEPARTMENT OF ENFORCEMENT
Cause Of Action: 28 U.S.C. § 1331
AMERIVET SECURITIES, INC. v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2009cv01715
Plaintiff:
AMERIVET SECURITIES, INC.
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 28 U.S.C. § 1441 Petition for Removal
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