Cases 1 - 5 of 5
DOHERTY et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2023mc00088
Plaintiff:
GUDRYN K. DOHERTY, FAUN DOHERTY and EDWARD E. QUAM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and RICHARD BERRY
Cause Of Action: 28 U.S.C. § 1332 Diversity-Injunctive & Declaratory Relief
WELLS FARGO CLEARING SERVICES LLC v. DI IANNI et al
as 2:2019cv02514
Respondent:
MICHAEL AND JANICE DI IANNI
Nominal Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Petitioner:
WELLS FARGO CLEARING SERVICES LLC
Cause Of Action: 28 U.S.C. § 1332
GALANTE v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. et al
as 2:2016cv05198
Plaintiff:
BARBARA GALANTE
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. and SUN LIFE ASSURANCE COMPANY OF CANADA
Cause Of Action: 29 U.S.C. § 1132
MARCINIAK v. WELLS FARGO ADVISORS, LLC et al
as 5:2015mc00171
Petitioner:
STEVE W. MARCINIAK
Respondent:
WELLS FARGO ADVISORS, LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: Civil Miscellaneous Case
Type:
Other Statutes
MARKET STREET SECURITIES, INC. et al v. NASDAQ OMX PHLX LLC et al
as 2:2012cv01304
Plaintiff:
MARKET STREET SECURITIES, INC. and STEPHEN CHESELDINE
Defendant:
NASDAQ OMX PHLX LLC and FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Cause Of Action: 15 U.S.C. § 78
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
