Securities/Commodities/Exchanges Cases filed in New York
Cases 1 - 10 of 10
IN RE GIGACLOUD TECHNOLOGY INC SECURITIES LITIGATION We have downloadable decisions or orders for this case
as 1:2023cv10645
Plaintiff: Rock Villanueva
Defendant: GigaCloud Technology Inc, Larry Lei Wu, Kwok Hei David Lau and others
Lead Plaintiff: Meir Spear and Sashi Rajan
Consolidated Plaintiff: Thomas J. Kinnally
Pilgaonkar v. Kitov Pharmaceuticals Holdings Ltd et al We have downloadable decisions or orders for this case
as 1:2017cv00917
Plaintiff: Ameya Pilgaonkar
Defendant: Kitov Pharmaceuticals Holdings Ltd, Isaac Israel and Simcha Rock
Cause Of Action: 15 U.S.C. § 77
Rock Capital Markets, LLC v. Bank of Nova Scotia, New York Agency et al
as 1:2015cv10117
Plaintiff: Rock Capital Markets, LLC
Defendant: Bank of Nova Scotia New York Agency, BMO Capital Markets Corp , BNP Paribas Securities Corp and others
Cause Of Action: 15 U.S.C. § 25
Southward v. Zuckerberg et al. Featured Case
as 1:2012cv07813
Plaintiff: Rock Southward
Defendant: Mark E. Zuckerberg , David A. Ebersman , Sheryl K. Sandberg and others
Cause Of Action: 28 U.S.C. § 1441 Petition for Removal
Klinker et al v. JP Morgan Chase & Co. et al
as 1:2012cv03589
Plaintiff: H. Martin Klinker, Jr. , Rocking K Land and Cattle, Inc. , Philip Timothy Johnson and others
Defendant: JP Morgan Chase & Co., PricewaterhouseCoopers LLP, Jon S. Corzine and others
Cause Of Action: 7 U.S.C. § 6
In Re: MF Global Holdings Ltd. Investment Litigation
as 1:2012md02338
Consolidated Plaintiff: Robert A. Daly, Jr., Juan P. Arvelo, PS Energy Group Inc and others
Defendant: Thomas F. Connolly, Michael G. Stockman, Frederick R. Demler and others
Plaintiff: Daniel M Pierce, Joseph Niciforo, Jerome Vrabel and others
Consolidated Defendant: Lebenthal & Co., LLC, Commerz Markets LLC, Natxis Securities North America, Inc. and others
Petitioner: Augustus International Master Fund, L.P., Union Asset Management Holding AG, Paradigm Equities Ltd. and others
Lead Plaintiff: Virginia Retirement System and Her Majesty the Queen in Right of Alberta
Not Yet Classified: Arkansas Public Employees Retirement System, MF Global Holdings Ltd., as Plan Administrator and Rogers Varner, Jr.
Cause Of Action: 15 U.S.C. § 78
Deangelis v. Corzine et al We have downloadable decisions or orders for this case
as 1:2011cv07866
Consolidated Plaintiff: Robert A. Daly, Jr., Sapere CTA Fund, LP, Juan P. Arvelo and others
Defendant: Michael G. Stockman, Matthew Hughey, PricewaterhouseCoopers LLP and others
Consolidated Defendant: David Simons, Dennis A. Klejna, Lebenthal & Co., LLC and others
Plaintiff: American Physicians Assurance Company, Suttonbrook Captial Portfolio LP, Jerome Vrabel and others
Not Classified By Court: Moody's Investors Service, Inc., Litigation Trustee of the MF Global Litigation Trust, MF Global Assigned Assets LLC and others
Petitioner: Augustus International Master Fund, L.P., Paradigm Equities Ltd., Union Asset Management Holding AG and others
Lead Plaintiff: Virginia Retirement System and Her Majesty the Queen in Right of Alberta
Claimant: Cadian Capital Management LP
Alternative Dispute Resolution (Adr) Provider: Paul Hamann, Arkansas Public Employees Retirement System and Summit Trust Corporation
Interested Party: James W. Giddens, as Trustee for the SIPA Liquidation of MF Global Inc.
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Aronson et al We have downloadable decisions or orders for this case
as 1:2011cv07033
Plaintiff: Securities and Exchange Commission
Defendant: Eric J. Aronson, Vincent J. Buonauro, Jr. , Robert S. Kondratick and others
Relief_defendant: Caroline Aronson, Deborah Buonauro , Dash Development, LLC and others
Cause Of Action: 15 U.S.C. § 78
Augenbaum v. Tongxin International, LTD et al
as 1:2011cv00010
Plaintiff: Todd Augenbaum
Defendant: Jacqueline Chang, Tongxin International, LTD, Rudy Wilson and others
Movant: Mark Grusich and Tongxin Shareholder Group
Interested Party: Michael A. Goldstein, Eric W. Goldstein, and Daniel J. Rock and Kathleen A. Rock on behalf of SEP IRA f/b/o Daniel J. Rock, IRA f/b/o Kathleen Rock and Daniel J. and Kathleen A. Rock Trust u/a/d 2/7/0
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Martucci v. Rock et al
as 2:2010cv03997
Defendant: Patricia C. Delaney, George H. Duncan, Patrick A. Given and others
Plaintiff: Linda Martucci
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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