Cases 11 - 20 of 126
Securities and Exchange Commission v. Harbor City Capital Corp et al
as 2:2021mc00045
Plaintiff:
Securities and Exchange Commission
Defendant:
Harbor City Capital Corp, Harbor City Ventures LLC, HCCF-1 LLC and others
Receiver:
Katherine Donlon
Horwitt et al v. United States Securities and Exchange Commission et al
as 2:2021mc00047
Intervenor Plaintiff:
NMR e-tailing LLC
Defendant:
United States Securities and Exchange Commission, Iftikar Ahmed, Iftikar Ali Ahmed Sole Prop and others
Receiver:
Jed Horwitt and Stephen M Kindseth
Petitioner:
Oak Management Corporation, Brown Rudnick LLP and Tracy Klestadt
Intervenor:
Daniel G Johnson
United States Securities and Exchange Commission v. Woods et al
as 2:2021mc00041
Plaintiff:
United States Securities and Exchange Commission
Defendant:
John J Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity III LLC
Receiver:
A Cotten Wright
Securities and Exchange Commission v. Cavco Industries Incorporated et al
as 2:2021cv01507
Plaintiff:
Securities and Exchange Commission
Defendant:
Cavco Industries Incorporated, Joseph Stegmayer and Daniel Urness
Securities and Exchange Commission v. Profit Connect Wealth Services Incorporated et al
as 2:2021mc00038
Plaintiff:
Securities and Exchange Commission
Defendant:
Profit Connect Wealth Services Incorporated, Joy I Kovar and Brent Carson Kovar
Receiver:
Geoff Winkler
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Johnson
as 2:2021mc00014
Respondent:
Reid S Johnson
Petitioner:
United States Securities and Exchange Commission
Securities and Exchange Commission v. Wootten et al
as 2:2021cv00482
Defendant:
American Financial Security LLC, Family Tree Estate Planning LLC, Ronald Frank Stevenson and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. King et al
as 2:2021mc00002
Receiver:
Jeffrey E Brandlin
Defendant:
Shannon Leigh King, Justin Robert King and Elevate Investments LLC
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission v. Glick
as 2:2021cv00075
Defendant:
Jacob C Glick
Plaintiff:
Securities and Exchange Commission
Securities and Exchange Commission et al v. Mediatrix Capital Incorporated et al
as 2:2020mc00052
Defendant:
DCC Islands Foundation, Hase Haus LLC, Michael S Young and others
Plaintiff:
Securities and Exchange Commission
Receiver:
Brick Kane
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