Cases 1 - 10 of 46
United States Securities and Exchange Commission v. Cambridge Investment Research Advisors, Inc. et al
as 4:2022cv00071
Plaintiff:
Securities and Exchange Commission and United States Securities and Exchange Commission
Defendant:
Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc.
Securities and Exchange Commission v. Davison et al
as 1:2021mc00001
Interested Party:
Burton W Wiand
Plaintiff:
Securities and Exchange Commission
Defendant:
Brian Davison, Barry M Rybicki, Equialt, LLC and others
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Adams et al
as 1:2018mc00045
Plaintiff:
Securities and Exchange Commission
Defendant:
Arthur Lamar Adams and Madison Timber Properties, Inc
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Adams et al
as 4:2018mc00023
Plaintiff:
Securities and Exchange Commission
Defendant:
Arthur Lamar Adams and Madison Timber Properties, LLC
United States Securities and Exchange Commission v. Moffitt et al
as 3:2018cv03034
Defendant:
Taylor Moffitt , US CoProducts, LLC and Carlos Febles
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. AriseBank et al
as 1:2018mc00044
Plaintiff:
Securities and Exchange Commission
Defendant:
AriseBank, Jared Rice, Sr and Stanley Ford
Receiver:
Mark W Rasmussen
Cause Of Action: No cause code entered
Securities and Exchange Commission v. Arisebank et al
as 4:2018mc00011
Plaintiff:
Securities and Exchange Commission
Defendant:
Arisebank, Jared Rice, Sr. and Stanley Ford
Cause Of Action: Civil Miscellaneous Case
Securities and Exchange Commission v. Aequitas Management, LLC et al
as 4:2016mc00020
Plaintiff:
Securities and Exchange Commission
Defendant:
Aequitas Management, LLC, Aequitas Holdings, LLC, Aequitas Commercial Finance, LLC and others
Securities and Exchange Commission v. Aequitas Management, LLC et al
as 1:2016mc00081
Plaintiff:
Securities and Exchange Commission
Defendant:
Aequitas Management, LLC, Aequitas Holdings, LLC, Aequitas Commercial Finance, LLC and others
Securities and Exchange Commission v. Plasmerg, Inc. et al
as 4:2015mc00024
Plaintiff:
Securities and Exchange Commission
Defendant:
Plasmerg, Inc., John P Rohner, Inteligentry, LTD and others
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