Cases 1 - 10 of 32
State of West Virginia, et al v. U.S. Securities and Exchange Commission
as 24-10679
Petitioner:
STATE OF WEST VIRGINIA, STATE OF GEORGIA, STATE OF ALABAMA and others
Respondent:
U.S. SECURITIES AND EXCHANGE COMMISSION
American Securities Association, et al v. U.S. Securities and Exchange Commission
as 23-13396
Petitioner:
AMERICAN SECURITIES ASSOCIATION and CITADEL SECURITIES LLC
Respondent:
U.S. SECURITIES AND EXCHANGE COMMISSION
U.S. Securities and Exchange Commission v. Paulo De Bastos
as 23-11991
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
PAULO FERNANDO DE BASTOS
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, et al
as 22-13129
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
SPARTAN SECURITIES GROUP, LTD, ISLAND CAPITAL MANAGEMENT, CARL E. DILLEY and others
Not Classified By Court:
SERVICE
U.S. Securities and Exchange Commission v. Appelbaum
as 9:2022cv81115
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Alan Z. Appelbaum
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
U.S. Securities and Exchange Commission v. Boveda Asset Management, Inc. et al
as 1:2021cv05321
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Boveda Asset Management, Inc. and George Kenneth Witherspoon, Jr.
Cause Of Action: 15 U.S.C. § 80 Investment Companies and Advisers
U.S. Securities and Exchange Commission v. Star Chain, Inc. et al
as 1:2021cv03944
Defendant:
Timur Efe, Star Chain, Inc. and Omer Casurluk
Plaintiff:
U.S. Securities and Exchange Commission
U.S. Securities and Exchange v. Solomon Ali
as 21-10984
Plaintiff / Appellee:
U.S. SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
SOLOMON RC ALI, a.k.a. Richard M. Carter
U.S. Securities and Exchange Commission v. Stanley, II
as 2:2020mc14097
Defendant:
Thomas R. Stanley, II
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0078
U.S. Securities and Exchange Commission v. Palm Beach Atlantic Financial Group, LLC et al
as 9:2019cv81652
Defendant:
William A. Smith and Palm Beach Atlantic Financial Group, LLC
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 0078
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