Cases 1 - 10 of 10
United States Securities and Exchange Commission v. Hill et al
as 6:2023cv00321
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Roy W. Hill, Eric N. Shelly, Clean Energy Technology Association, INC and others
Receiver:
Albert (Tre) C. Black, III
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
National Association of Manufacturers et al v. United States Securities and Exchange Commission et al
as 7:2022cv00163
Plaintiff:
National Association of Manufacturers and Natural Gas Services Group, Inc.
Defendant:
United States Securities and Exchange Commission and Gary Gensler
Cause Of Action: 05 U.S.C. § 702 Administrative Procedure Act
Gladle v. United States Securities and Exchange Commission
as 1:2022mc01168
Respondent:
United States Securities and Exchange Commission
Petitioner:
Barbara Gladle
Cause Of Action: 12 U.S.C. § 3410 Right to Financial Privacy Act
National Association of Manufacturers et al v. United States Securities and Exchange Commission et al
as 7:2021cv00183
Plaintiff:
National Association of Manufacturers and Natural Gas Services Group, Inc.
Defendant:
United States Securities and Exchange Commission and Gary Gensler
Cause Of Action: 46 U.S.C. § 1156
United States Securities and Exchange Commission v. The Heartland Group Ventures, LLC; et al.
as 5:2021mc01220
Defendant:
Manjit Singh Sahota, The Heartland Group Ventures, LLC, Heartland Production and Recovery LLC and others
Receiver:
Deborah D. Williamson
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 754
United States Securities and Exchange Commission v. Woods et al
as 5:2021mc00869
Receiver:
A. Cotten Wright
Plaintiff:
United States Securities and Exchange Commission
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity, III, LLC
Cause Of Action: 28 U.S.C. § 754
United States Securities and Exchange Commission v. Magee
as 1:2019mc00213
Respondent:
Robert Mark Magee
Petitioner:
United States Securities and Exchange Commission
Bustos et al v. Lennon et al
as 5:2011cv00837
Defendant:
Allen Matkins Leck Gamble Mallory & Natsis, LLP, Christopher R. Barclay, Barclay, Inc. and others
Plaintiff:
Ernest Bustos and Pay Phone Owners Legal Fund, L.L.C.
Cause Of Action: 29 U.S.C. § 1109 Breach of Fiduciary Duties
United States Securities and Exchange Commission v. Beckman et al
as 1:2011mc00194
Defendant:
Hollie Beckman, Jason Bo-Alan Beckman and The Oxford Private Client Group, LLC
Plaintiff:
United States Securities and Exchange Commission
Receiver:
R. J. Zayed
United States Securities and Exchange Commission v. Cook et al
as 1:2009mc00877
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC and others
Receiver:
R. J. Zayed
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