Cases 11 - 20 of 27
United States Securities and Exchange Commission v. Gustafson
as 0:2017mc00055
Respondent:
Wynn A. Gustafson
Petitioner:
United States Securities and Exchange Commission
Type:
Other Statutes
United States Securities and Exchange Commission v. Louks et al
as 0:2015cv03456
Plaintiff:
United States Securities and Exchange Commission
Defendant:
James M. Louks and FiberPoP Solutions, Inc.
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Lindemann
as 0:2014cv04834
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Levi D. Lindemann
Cause Of Action: 28 U.S.C. § 1331
United States Securities and Exchange Commission v. Markusen et al
as 0:2014cv03395
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Steven R. Markusen, Jay C. Cope and Archer Advisors LLC
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Marion et al
as 0:2012cv00749
Plaintiff:
United States Securities and Exchange Commission
Defendant:
David L. Marion and International Rarities Holdings, Inc.
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Walker et al
as 0:2011cv03655
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Robert A. Walker, Dennis L. Desender and DLD Financial, Ltd
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Collyard et al
as 0:2011cv03656
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Gary A. Collyard, Collyard Group, LLC, Paul D. Crawford and others
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Fry et al
as 0:2011cv03303
Plaintiff:
United States Securities and Exchange Commission
Defendant:
James N. Fry, Michelle W. Palm and Arrowhead Capital Management LLC
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Welliver et al
as 0:2011cv03076
Plaintiff:
United States Securities and Exchange Commission
Defendant:
David B. Welliver and Dblaine Capital, LLC
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Quan et al
as 0:2011cv00723
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Marlon Quan , Acorn Capital Group, LLC , Stewardship Investment Advisors, LLC and others
Intervenor:
Nigel Chatterjee
Cause Of Action: 15 U.S.C. § 77
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
