Cases 11 - 20 of 53
United States Securities and Exchange Commission v. Woods et al
as 1:2021mc00008
Plaintiff:
United States Securities and Exchange Commission
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity, III, LLC
Cause Of Action: 28 U.S.C. § 754
United States Securities and Exchange Commission v. Boccara
as 3:2021cv02022
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Guillaume David Boccara
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Magee
as 1:2019mc00213
Respondent:
Robert Mark Magee
Petitioner:
United States Securities and Exchange Commission
United States Securities and Exchange Commission v. Hatfield et al
as 3:2018mc00004
Petitioner:
United States Securities and Exchange Commission
Respondent:
Scott W Hatfield and SW Hatfield CPA
United States Securities and Exchange Commission v. Davis et al
as 4:2017cv03774
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Ray C. Davis, Behavioral Recognition Systems, Inc., Blackstone Group, Inc. and others
Cause Of Action: 12 U.S.C. § 22
United State Securities and Exchange Commission v. Abio et al
as 3:2017cv00411
Defendant:
John Abio and Abio Financial Group, Inc.
Plaintiff:
United State Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Mortensen v. United States Securities and Exchange Commission
as 4:2016cv00803
Plaintiff:
Lyle J Mortensen
Defendant:
United States Securities and Exchange Commission
Cause Of Action: Motion to Quash
Thomas J. Cloud et al v. United States Securities and Exchange Commission
as 4:2016mc00611
Movant:
Thomas J Cloud and Cloud Canyon Ranch, Inc.
Respondent:
United States Securities and Exchange Commission
Cause Of Action: 12 U.S.C. § 3410
United States Securities and Exchange Commission et al v. Veros Partners Inc et al
as 4:2015mc00034
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Veros Partners Inc, Matthew D Haab, Jeffery B Risinger and others
Receiver:
William E Wendling, Jr
Shapiro, et al v. United States Securities and Exchange Commission
as 4:2014mc02354
Movant:
Jeremy W Shapiro, Shantera Chatman, Charlien Shapiro and others
Respondent:
United States Securities and Exchange Commission
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