Cases filed in South Dakota
Automated Matching Systems Exchange, LLC v. United States Securities and Exchange Commission et al
as 4:2014cv04095
Plaintiff: Automated Matching Systems Exchange, LLC
Defendant: United States Securities and Exchange Commission and Stephen Luparello
Cause Of Action: 15 U.S.C. ยง 78
United States Securities and Exchange Commission v. Beckman et al
as 3:2011mc00004
Plaintiff: United States Securities and Exchange Commission
Defendant: Jason Bo-Alan Beckman, The Oxford Private Client Group, LLC and Hollie Beckman
United States Securities and Exchange Commission v. Cook et al
as 5:2009mc00039
Plaintiff: United States Securities and Exchange Commission
Defendant: Trevor Cook, Patrick J. Kiley, UBS Diversified Growth, LLC and others

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