Securities/Commodities/Exchanges Cases filed in Nebraska
U.S. Securities and Exchange Commission v. Guess et al
as 8:2024cv00172
Plaintiff: U.S. Securities and Exchange Commission
Defendant: Jerry D. Guess and Guess and Co. Corporation Inc.
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Rowher et al v. Pepperjax Holdings, LLC et al
as 8:2017cv00400
Defendant: William D. Christ, Jim R. Hart, Pepperjax Holdings, LLC and others
Plaintiff: Pepperjax Holding Corporation and Gary Rowher
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Capital Trading Co. v. Cottone et al
as 8:2007cv00061
Plaintiff: Capital Trading Co., Capital Trading Co., Capital Trading Co. and others
Defendant: Philip S. Cottone, Philip S. Cottone, Philip S. Cottone and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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