Securities and Exchange Commission v. Locke Capital Management, Inc. et al
Plaintiff: Securities and Exchange Commission
Defendant: Locke Capital Management, Inc. and Leila C. Jenkins
Case Number: 1:2009cv00100
Filed: March 9, 2009
Court: US District Court for the District of Rhode Island
Office: Securities/Commodities Office
County: Providence
Presiding Judge: David L. Martin
Presiding Judge: William E Smith
Nature of Suit: Plaintiff
Cause of Action: U.S. Government Plaintiff
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 30, 2011 Opinion or Order Filing 81 FINAL JUDGMENT AS TO DEFENDANT LEILA C. JENKINS in favor of Securities and Exchange Commission against Leila C. Jenkins. So Ordered by Judge William E. Smith on 6/30/11. (Jackson, Ryan)
November 12, 2010 Opinion or Order Filing 75 ORDER granting 73 Motion for Leave to File Supplemental Memorandum in Support of Motion for Summary Judgment; Supplemental memo due by 11/30/10; Reply due by 12/14/10; no further extensions. So Ordered by Judge William E. Smith on 11/10/10. (Jackson, Ryan)
July 21, 2010 Opinion or Order Filing 69 OPINION AND ORDER granting 41 Motion for Default Judgment against Locke Capital Management, Inc. in the amount of $7,569,904.00; Further, Locke Capital Management, Inc. is enjoined from future securities law violations; Judgment will enter at the conclusion of this case, once the SEC's claims against non-defaulting Defendant Jenkins have been resolved. So Ordered by Judge William E. Smith on 7/21/10. (Jackson, Ryan)
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Plaintiff: Securities and Exchange Commission
Represented By: Naomi J. Sevilla
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Defendant: Locke Capital Management, Inc.
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Defendant: Leila C. Jenkins
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