First Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 644
Santander Securities LLC et al v. Lopez-Betancourt et al
as 3:2016cv02356
Petitioner: Santander Securities LLC , Salvador Gomez
Respondent: Rolando Lopez-Betancourt, Guillermo Lopez-Betancourt, Financial Industry Regulatory Authority
Cause Of Action: Securities Exchange Act
Santander Securities LLC et al v. Rodriguez-Cardona
as 3:2016cv02316
Petitioner: Santander Securities LLC , Jose Iguina
Respondent: Edgar Rodriguez-Cardona
Cause Of Action: Securities Exchange Act
Securities & Exchange Commission v. Hannon
as 1:2016cv11148
Defendant: James S Hannon
Plaintiff: Securities & Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Chan
as 1:2016cv11106
Plaintiff: Securities and Exchange Commission
Defendant: Schultz Chan
Cause Of Action: Securities Fraud
Gerneth v. Chiasma, Inc. et al
as 1:2016cv11082
Plaintiff: John J. Gerneth
Defendant: Chiasma, Inc. , Mark W. Leuchtenberger , Mark J. Fitzpatrick
Cause Of Action: Securities Fraud
Grobler v. Neovasc Inc. et al
as 1:2016cv11038
Plaintiff: Sergio Grobler
Defendant: Neovasc Inc. , Alexei Marko , Christopher Clark
Cause Of Action: Fed. Question: Securities Violation
Cobran, et al v. Sarepta Therapeutics, Inc., et al
as 16-1658
Plaintiff - Appellant: MARK A. COBRAN, individually and on behalf of all others similarly situated, STEVE FLEISCHMANN, individually and on behalf of all others similarly situated
Plaintiff: DANIEL BARADARIAN, individually and on behalf of all others similarly situated, BIJESH AMIN, individually and on behalf of all others similarly situated
Defendant - Appellee: SAREPTA THERAPEUTICS, INC., CHRIS GARABEDIAN, ED KAYE
Defendant: SANDESH MAHATME
Interested Party: BRIAN HEIDRICH, CORBAN GROUP
Securities & Exchange Commission v. Esposito et al
as 1:2016cv10960
Defendant: Christopher Esposito, Anthony Jay Pignatello, James Gondolfe and others
Plaintiff: Securities & Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. McLellan
as 1:2016cv10874
Plaintiff: Securities and Exchange Commission
Defendant: Ross McLellan
Cause Of Action: Securities Fraud
Breton v. Alere Inc. et al
as 1:2016cv10834
Plaintiff: Michael P. Breton
Defendant: Alere Inc., Ron Zwanziger, Namal Nawana and others
Cause Of Action: m(a) Securities Exchange Act

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