First Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 997
Valiquette v. Vicor Corporation et al
as 1:2024cv11935
Defendant: Patrizio Vinciarelli, Philip D. Davies, James F. Schmidt and others
Plaintiff: Nathalie Valiquette
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Manzo et al v. Wohlstadter et al
as 1:2024cv11902
Plaintiff: Michael A Manzo, Michael K Manzo, Paul G. Auwaerter and others
Defendant: Samuel Wohlstadter and Nadine Wohlstadter
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Tax-Free Fixed Income Fund for PR Residents, Inc., et al v. Ocean Capital LLC, et al
as 24-1654
Plaintiff: TAX-FREE FIXED INCOME FUND V FOR PUERTO RICO RESIDENTS, INC., PUERTO RICO RESIDENTS TAX-FREE FUND IV, INC., TAX-FREE FIXED INCOME FUND FOR PUERTO RICO RESIDENTS, INC. and others
Defendant: GUSTAVO NEVAREZ TORRES, FRANCISCO GONZALEZ, ETHAN DANIAL and others
Syracuse v. Obenshain et al
as 1:2024cv11752
Defendant: John O. Agwunobi, Najoh Tita-Reid, Christopher Krawtschuk and others
Plaintiff: James Syracuse
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Steffens v. AlloVir, Inc. et al
as 1:2024cv11721
Plaintiff: Joshua Steffens
Defendant: AlloVir, Inc., Diana M. Brainard, Derek Adams and others
Simaitis v. Obenshain et al
as 1:2024cv11674
Plaintiff: Mantas Simaitis
Defendant: Andrew Obenshain, Christopher Krawtschuk, Richard A. Colvin and others
Wren v. iRobot Corporation et al
as 1:2024cv11498
Plaintiff: Anthony Wren
Defendant: iRobot Corporation, Colin M. Angle, JULIE ZEILER and others
In Re Apellis Pharmaceuticals, Inc. Securities Litigation
as 1:2024cv11470
Plaintiff: Judith M. Soderberg, Ray Peleckas, Michigan Laborers Pension Fund and others
Defendant: Apellis Pharmaceuticals, Inc., Cedric Francois, Federico Grossi and others
Petitioner: Teddy J. Kasnicki and Kristen Bernard-Hedgespeth
Securities and Exchange Commission v. Murray et al
as 1:2024cv11432
Plaintiff: Securities and Exchange Commission
Defendant: Robert Scott Murray, Trillium Capital LLC and The R. Scott Murray Remainder Trust - 2000
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Commonwealth Equity Services, LLC
as 24-1427
Plaintiff: US SECURITIES & EXCHANGE COMMISSION
Defendant: COMMONWEALTH EQUITY SERVICES, LLC, d/b/a Commonwealth Financial Network
Interested Party: FINANCIAL SERVICES INSTITUTE, INC.

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