Third Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 1,489
SECURITIES AND EXCHANGE COMMISSION v. COOPERMAN et al
as 2:2016cv05043
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: LEON G. COOPERMAN, OMEGA ADVISORS, INC.
Cause Of Action: m(a) Securities Exchange Act
SECURITIES AND EXCHANGE COMMISSION v. NEILSON
as 2:2016cv05475
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: MARRIEN NEILSON
Cause Of Action: Securities Exchange Act
v. Etek Investment Management
as 1:2016cv05235
Defendant: Etek Investment Management
Cause Of Action: m(a) Securities Exchange Act
SECURITIES AND EXCHANGE COMMISSION v. ETEK INVESTMENT MANAGEMENT, INC.
as 1:2016cv05226
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: ETEK INVESTMENT MANAGEMENT, INC.
Cause Of Action: Securities Exchange Act
C3, Inc. v. Blattman
as 1:2016cv00750
Plaintiff: C3, Inc.
Defendant: Eric Blattman, Lamb Family LLC, David Staudinger
Cause Of Action: Securities Exchange Act
HULL v. GLOBAL DIGITAL SOLUTIONS, INC. et al
as 3:2016cv05153
Plaintiff: JEFF HULL
Defendant: GLOBAL DIGITAL SOLUTIONS, INC., RICHARD J. SULLIVAN, DAVID A. LOPPERT and others
Cause Of Action: m(a) Securities Exchange Act
T. ROWE PRICE GROWTH STOCK FUND, INC. et al
as 3:2016cv05034
Plaintiff: T. ROWE PRICE GROWTH STOCK FUND, INC. , T. ROWE PRICE BLUE CHIP GROWTH FUND, INC. , T. ROWE PRICE INSTITUTIONAL LARGE-CAP GROWTH FUND, A SERIES OF T. ROWE PRICE INSTITUTIONAL EQUITY FUNDS, INC. and others
Defendant: VALEANT PHARMACEUTICALS INTERNATIONAL, INC. , J. MICHAEL PEARSON , HOWARD B. SCHILLER and others
Cause Of Action: Fed. Question: Securities Violation
Heritage Handoff Holdings, LLC v. Fontanella
as 1:2016cv00691
Plaintiff: Heritage Handoff Holdings, LLC
Defendant: Ronald Fontanella
Cause Of Action: m(a) Securities Exchange Act
Securities and Exchange Commission v. Global Fixed Income, LLC
as 1:2016cv00705
Plaintiff: Securities and Exchange Commission
Defendant: Global Fixed Income, LLC
Cause Of Action: m(a) Securities Exchange Act
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. PLACE et al
as 2:2016cv04291
Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant: JOHN T. PLACE, PAUL G. KIRK, JOHN P. KIRK and others
Cause Of Action: m(a) Securities Exchange Act

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