US District Court for the Western District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 31 - 40 of 106
Securities and Exchange Commission v. Pierrard We have downloadable decisions or orders for this case
as 3:2016cv00257
Plaintiff: Securities and Exchange Commission
Defendant: John Pierrard
Cause Of Action: Securities Fraud
U.S. Securities and Exchange Commission v. Moore et al We have downloadable decisions or orders for this case
as 3:2016cv00208
Plaintiff: U.S. Securities and Exchange Commission
Defendant: George A. Moore
Cause Of Action: Securities Fraud
Scrogham v. Reid et al We have downloadable decisions or orders for this case
as 5:2016cv00045
Plaintiff: Floyd Scrogham
Defendant: Robert L. Reid , Scott B. Kauffman , Jerry R. Licari and others
Cause Of Action: Fed. Question: Securities Violation
Pendleton v. Reid et al We have downloadable decisions or orders for this case
as 5:2016cv00037
Plaintiff: Curtis Pendleton
Defendant: Robert L. Reid , Scott B. Kauffman , Jerry R. Licari and others
Cause Of Action: Fed. Question: Securities Violation
Securities and Exchange Commission v. Optimum Income Property, LLC et al We have downloadable decisions or orders for this case
as 3:2016cv00073
Plaintiff: Securities and Exchange Commission
Defendant: Optimum Income Property, LLC, Optimum Property Investments, LLC, Frank E. Lleras
Cause Of Action: Securities Fraud
Securities & Exchange Commission v. Gilmond We have downloadable decisions or orders for this case
as 3:2015cv00591
Defendant: Trudy R. Gilmond
Plaintiff: Securities & Exchange Commission
Cause Of Action: Securities Fraud
Securities & Exchange Commission v. Bernath We have downloadable decisions or orders for this case
as 3:2015cv00485
Plaintiff: Securities & Exchange Commission
Defendant: Lonny S Bernath
Cause Of Action: Securities Fraud
Mosing et al v. Boston et al We have downloadable decisions or orders for this case
as 5:2015cv00080
Defendant: Robert Boston , Robert LaBarge , Zloop L L C and others
Plaintiff: Kendall Garrett Mosing , Zloop LA L L C
Cause Of Action: m(a) Securities Exchange Act
US Commodity Futures Trading Commission v. OTC Investments LLC et al We have downloadable decisions or orders for this case
as 1:2015cv00081
Plaintiff: US Commodity Futures Trading Commission
Defendant: OTC Investments LLC, Forex Currency Trade Advisors, LLC, Barry C. Taylor
Cause Of Action: (b) Federal Commodity Exchange Regulation
Hayes v. NewSpring Mezzanine Capital II, L.P.
as 3:2015mc00044
Petitioner: Baxter M. Hayes, II
Respondent: NewSpring Mezzanine Capital II, L.P.
Cause Of Action: m(a) Securities Exchange Act

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