U.S. Court of Appeals, Second Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 430
United States Commodity Future v. Princeton Global Management Lt
as 17-3576
Plaintiff - Appellee: United States Commodity Futures Trading Commission
Defendant: Princeton Global Management Ltd., Princeton Economics International Ltd.
Intervenor: United States of America
Defendant - Appellant: Martin A. Armstrong
S.E.C. v. Princeton Economics
as 17-3572
Plaintiff - Appellee: Securities and Exchange Commission
Defendant: Princeton Economics International, Ltd., Princeton Global Management Ltd.
Defendant - Appellant: Martin Armstrong
In re: Barclays Bank Plc Secur
as 17-3293
Plaintiff: Marshall Freidus, on behalf of himself and all others similarly situated, Stewart Thompson and Sharon Thompson, Trustees for the S.O. Thompson Rev. Trust and the S.G. Thompson Rev. Trust, Dora L. Mahboubi and others
Plaintiff - Appellant: Dennis Askelson
Defendant - Appellee: Barclays Bank PLC, Barclays PLC, John Silvester Varley and others
Defendant: Matthew William Barrett, Naguib Kheraj, A.G. Edwards & Sons, Inc. and others
Lloyd I. Miller Trust A-4 v. W2007 Grace Acquisition I, INC
as 17-3314
Plaintiff - Appellant: Jonathan Marcus, As trustee of the grace preferred litigation trust, Lloyd I. Miller Trust A-4, Milfam II L.P. and others
Defendant - Appellee: Daniel E. Smith, W2007 Grace Acquisition I, INC., PFD Holdings, LLC and others
Klein v. Cadian Capital Management, LP
as 17-3218
Plaintiff - Appellant: Terry Klein, derivatively on behalf of Qlik Technologies Inc.
Defendant - Appellee: Cadian Capital Management, LP, Cadian Fund LP, Cadian Master Fund LP and others
Securities and Exchange Commis v. Olins
as 17-3221
Plaintiff - Appellee: Securities and Exchange Commission
Appellant: Glenn C. Randall
Defendant: Robert Olins, Argyle Capital Management Corporation
Appellee: Michael Kahn
Beisel v. La Quinta Holdings Inc.
as 17-2941
Plaintiff: Paul Beisel, Individaully and on behalf of all other similarly situated
Plaintiff - Appellant: Police and Fire Retirement System of the City of Detroit
Defendant - Appellee: La Quinta Holdings Inc., Wayne B. Goldberg, Keith A. Cline and others
Securities and Exchange Commis v. Southridge Capital Management,
as 17-2712
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellant: Southridge Advisors LLC, Southridge Capital Management, LLC, Stephen M. Hicks
Securities and Exchange Commis v. Amerindo Investment Advisors
as 17-2681
Plaintiff - Appellee: United States Securities and Exchange Commission
Claimant - Appellant: Alfred C. Heitkoenig, Elna Charlotte Olga, Maakie Heitkoenig
Defendant: Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
Faig v. BioScrip, Inc.
as 17-2662
Plaintiff - Appellee: Fresno County Employees' Retirement Association, Timothy Faig, individually and on behalf of all other persons similarly situated, West Palm Beach Police Pension Fund
Defendant: Jeffries LLC, Morgan Stanley & Co. LLC, SunTrust Robinson Humphrey, Inc. and others
Objector - Appellant: Isaacson/Weaver Family Trust

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