U.S. Court of Appeals, Second Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 379
U.S. Securities and Exchange v. Payton
as 17-290
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant - Appellant: Daryl M. Payton, Benjamin Durant, III
In Re: Pfizer Securitie
as 17-210
Plaintiff: Paul Schapka, Michael Feitler
Plaintiff - Appellee: L. Norman Showers, on behalf of himself and all other simiarly situated, Michael Feiterland, Anthon Johnson and others
Appellant: Ernest J. Browne, Scott Browne
Defendant - Appellee: Pfizer Inc., Gail Cawkwell, Joseph M. Feczko and others
Defendant: John L. LaMattina
Objector - Appellant: Michael J. Rinis
In Re: Pfizer Securities
as 17-213
Plaintiff: Paul Schapka, Michael Feitler
Plaintiff - Appellee: L. Norman Showers, on behalf of himself and all other simiarly situated, Michael Feiterland, Anthon Johnson and others
Appellant: Ernest J. Browne, Scott Browne
Defendant - Appellee: Pfizer Inc., Gail Cawkwell, Joseph M. Feczko and others
Defendant: John L. LaMattina
United States Securities and E v. Penn
as 17-191
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Michael St. Altura Ewers, Camelot Acquisitions Secondary Opportunities Management, LLC, The Camelot Group International, LLC and others
Intervenor: New York County District Attorney's Office
Defendant - Appellant: Lawrence E. Penn, III
Brown v. Cerberus Capital Management, L
as 17-63
Plaintiff - Appellant: Tonya Brown, John Elstad, Elizabeth Homan and others
Defendant - Appellee: Cerberus Capital Management, L.P., Cerberus Covis LLC, Covis Holdings L.P. and others
Securities & Exchange Commissi v. Illarramendi
as 17-53
Plaintiff: Fractal Fund Management, Ltd., Fractal P Holding, Ltd., Rowberrow Trading Corp. and others
Defendant - Appellee: Michael Kenwood Capital Management, LLC, Michael Kenwood Asset Management, LLC, MK Energy and Infrastructure, LLC and others
Appellee: John J. Carney, Esq.
Defendant - Appellant: Francisco Illarramendi
Rudman v. CHC Group Ltd.
as 16-4096
Plaintiff - Appellant: Errol Rudman, on behalf of themselves and all others similarly situated, Rudman Partners L.P., on behalf of themselves and all others similarly situated, Peter McCrory, individually and on behalf of all other similarly situated
Defendant - Appellee: William J. Amelio, Joan S. Hooper, Rebecca Camden and others
Defendant: CHC Group Ltd.
United States Securities and E v. CKB168 Holdings Ltd.
as 16-4018
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: CKB168 Holdings Ltd., WIN168 BIZ Solutions Ltd., CKB168 Ltd. and others
Defendant - Appellant: Daliang (David) Guo, Yao Lin, Joan Congyi Ma, AKA Jc Ma
Securities and Exchange Commis v. Callahan
as 16-3737
Plaintiff - Appellee: Securities and Exchange Commission
Defendant - Appellee: Brian Raymond Callahan, Adam Judd Manson, Sheri Manson Callahan, Relief Defendant and others
Defendant: Horizon Global Advisors Ltd., Horizon Global Advisors, LLC, Diversified Global Investments (BVI), L.P. and others
Objector - Appellant: William V. Johnson, Diane Johnson, Bocagrande Trust, (Laura Johnson, Trustee)
International Union of Operati v. FXCM Inc.
as 16-3775
Plaintiff: Policemen's Annuity and Benefit Fund of Chicago, International Union of Operating Engineers Local No. 478 Pension Fund, Individually and on Behalf of All others Similarly Situated
Plaintiff - Appellant: Retirement Board of the Policemen's Annuity and Benefit Fund of Chicago on Behalf of the Policemen's Annuity and Benefit Fund of Chicago
Defendant - Appellee: FXCM Inc., Dror Niv, Robert Lande

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