U.S. Court of Appeals, Second Circuit Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 403
In Re: Pretium Resources Inc.
as 17-2135
Plaintiff: Pretium Group, Randall Damgar, Dennis P. Sweeney and others
Plaintiff - Appellant: Michael Yeo, Gary Martin, Sandra Lee Reyes-Troyer
Petitioner: Tim Kosowski, individually and on behalf of all others similarly situated
Defendant - Appellee: Robert Allan Quartermain, Kenneth C. McNaughton, Pretium Resources Inc. and others
Defendant: Joseph J. Ovsenek, John Smith, Ross Mitchell and others
Securities & Exchange Commissi v. Illarramendi
as 17-1893
Plaintiff: Fractal Fund Management, Ltd., Fractal P Holding, Ltd., Rowberrow Trading Corp.
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Michael Kenwood Asset Management, LLC, Michael Kenwood Capital Management, LLC, MK Energy and Infrastructure, LLC and others
Defendant - Appellant: Francisco Illarramendi
Pfeffer v. FINRA's Arbitration Panel
as 17-1819
Plaintiff - Appellant: Alba T. Pfeffer
Defendant - Appellee: Wells Fargo Advisors, LLC, One Wells Fargo Center 301 South College Street Charlotte, NC 28202, Andre Mirkine, One Wells Fargo Center 301 South College Street Charlotte, NC 28202
Defendant: Financial Industry Regulatory Authority, Inc., Arbitration Panel,One Liberty Plaza, 165 Broadway, 27th Floor, New York, NY 10006
Securities and Exchange Commis v. Ishopnomarkup.com, Inc.
as 17-1519
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Ishopnomarkup.com, Inc., Scott W. Brockop, Moussa Yeroushalmi, AKA Mike Yerosh
Defendant - Appellant: Anthony M. Knight
Securities & Exchange Commissi v. Illarramendi
as 17-1506
Plaintiff: Fractal Fund Management, Ltd., Fractal P Holding, Ltd., Rowberrow Trading Corp.
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Michael Kenwood Asset Management, LLC, Michael Kenwood Capital Management, LLC, MK Energy and Infrastructure, LLC and others
Defendant - Appellant: Francisco Illarramendi
United States Securities and E v. Hansen
as 17-1416
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant: Rahfco Management Group, LLC, Vincent Puma, Hudson Capital Partners Corporation
Defendant - Appellant: Randal Kent Hansen
Adderley v. Dingman
as 17-1375
Plaintiff: Tyrone Adderley, Kirk Bouffard, Chaz Brown and others
Plaintiff - Appellant: Ryan Giunta, Erik H. Gordon
Defendant - Appellee: James T Dingman, BahaMex Ltd., Out West Hospitality Ltd. and others
Securities and Exchange Commis v. Bronson
as 17-1244
Plaintiff - Appellee: United States Securities and Exchange Commission
Defendant - Appellant: Edward Bronson, E-Lionheart Associates, LLC, DBA Fairhills Capital, Inc., Fairhills Capital, Inc.
Eisen v. Venulum Ltd.
as 17-1208
Plaintiff - Appellee: Bernard M. Eisen, DDS
Defendant - Appellant: Venulum Ltd., Mark Trotter, Individually, Giles Cadman, Individually and others
Anastasio v. Total Gas & Power North Americ
as 17-1199
Plaintiff: Michael Anastasio, On behalf of himself and all others similarly situated
Plaintiff - Appellant: Alan Harry, Levante Capital, LLC, Public Utility District No. 1 of Clark County, Washington, DBA Clark Public Utilities and others
Defendant - Appellee: Total Gas & Power North America, Inc., Total S.A., Total Gas & Power Limited
Defendant: John Does, 1-50

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