US District Court for the Western District of North Carolina Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings
Cases filed
Cases 1 - 10 of 106
Bernini Holdings, LLC v. Conrad et al
as 3:2019cv00603
Defendant: Thomas A Conrad, Bernini Holdings, LLC, Ricky L Roberts
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Bradley et al
as 3:2019cv00490
Defendant: MW Enterprises, LLC, Distressed Lending Fund, LLC, Dana J Bradley and others
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
Securities and Exchange Commission v. Barrett et al We have downloadable decisions or orders for this case
as 3:2018cv00522
Defendant: Grayson Brookshire, Justin Blake Barrett
Plaintiff: Securities and Exchange Commission
Cause Of Action: Securities Fraud
United States of America v. Simmons We have downloadable decisions or orders for this case
as 3:2018cv00371
Defendant: Mr. Jerry Austin Simmons, Jerry Austin Simmons
Plaintiff: United States of America
Cause Of Action: Fraud - Commodities Leverage Contracts
Hegeman v. Ferland et al
as 3:2018cv00349
Petitioner: Babcock & Wilcox Enterprises, Inc.
Defendant: E. James Ferland, Thomas A. Christopher, Jenny L. Apker and others
Plaintiff: Dan Hegeman
Cause Of Action: m(a) Securities Exchange Act
In re: Babcock & Wilcox Enterprises, Inc. Shareholder Derivative Litigation We have downloadable decisions or orders for this case
as 3:2018cv00347
Defendant: Babcock & Wilcox Enterprises, Inc. Shareholder Derivative Litigation, E. James Ferland, Thomas A. Christopher and others
Plaintiff: Bud and Sue Frashier Family Trust, Mike Deangelis, Dan Hegeman
Petitioner: Babcock & Wilcox Enterprises, Inc.
Cause Of Action: m(a) Securities Exchange Act
Paskowitz v. Capitala Finance Corp. et al We have downloadable decisions or orders for this case
as 3:2018cv00096
Plaintiff: Laurence Paskowitz
Defendant: Capitala Finance Corp. , Joseph B. Alala, III , Stephen A. Arnall
Movant: Karen Story , Sanford B. Salzman , Darryl Ledet and others
Cause Of Action: m(a) Securities Exchange Act
Ibekwe v. Blood Oranges LLC et al We have downloadable decisions or orders for this case
as 3:2018cv00089
Plaintiff: Bryant Ibekwe
Defendant: Blood Oranges LLC, Crisscross Funding, Minicast LLC and others
Cause Of Action: Fed. Question: Securities Violation
Sandifer v. Capitala Finance Corp. et al We have downloadable decisions or orders for this case
as 3:2018cv00063
Plaintiff: Stephanie Sandifer
Defendant: Capitala Finance Corp. , Joseph B. Alala, III , Stephen A. Arnall
Cause Of Action: m(a) Securities Exchange Act
Daniel v. Snyder's-Lance, Inc. et al
as 3:2018cv00058
Plaintiff: Beth A. Daniel
Defendant: Snyder's-Lance, Inc., Brian J. Driscoll, James W. Johnston and others
Cause Of Action: m(a) Securities Exchange Act

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