Rhode Island Other Statutes Cases
Cases 11 - 16 of 16
Securities and Exchange Commission v. Locke Capital Management, Inc. et al
as 1:2009cv00100
Plaintiff:
Securities and Exchange Commission, Securities and Exchange Commission, Securities and Exchange Commission and others
Defendant:
Locke Capital Management, Inc. and Leila C. Jenkins
Cause Of Action: U.S. Government Plaintiff
Securities and Exchange Commission v. Galbo et al
as 1:2007cv00245
Plaintiff:
Securities and Exchange Commission
Defendant:
Philip C Galbo and Larry Solberg
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Anthony v. Brodeur
as 1:2007cv00022
Plaintiff:
Silva Wayne Anthony
Defendant:
Valerie A. Brodeur
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Smith v. KVH Industries, Inc., et al
as 1:2004cv00405
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
SEC v. Herula, et al
as 1:2002cv00154
Plaintiff:
SEC
Defendant:
Charles Sullivan, . , Estate of Martin D. Fife and Mary Lee Capalbo
Movant:
Marc D. Wallick and Oharacho Nogyo Kyodo Kumiai
Respondent:
Geragos & Geragos, Mark Geragos, George Buehler and others
Cause Of Action: 15 U.S.C. § 77
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