US District Court for the Western District of Wisconsin Other Statutes Cases

Securities/Commodities/Exchanges Cases, Dockets and Filings

Cases filed


Cases 1 - 10 of 15
West Palm Beach Firefighters' Pension Fund v. Spectrum Brands Legacy, Inc. et al We have downloadable decisions or orders for this case
as 3:2019cv00347
Defendant: Andreas R. Rouve, Spectrum Brands Legacy, Inc., Douglas L. Martin and others
Plaintiff: West Palm Beach Firefighters' Pension Fund
Wagner, Earl v. Spectrum Brands Legacy, Inc. et al We have downloadable decisions or orders for this case
as 3:2019cv00178
Defendant: Andreas R. Rouve, Spectrum Brands Legacy, Inc., Douglas L. Martin
Plaintiff: Earl S. Wagner
Nielen-Thomas, Susan v. Concorde Investment Services, LLC et al We have downloadable decisions or orders for this case
as 3:2018cv00229
Plaintiff: Susan Nielen-Thomas
Defendant: Concorde Investment Services, LLC , Fortune Financial Services, Inc. , TD Ameritrade, Inc. and others
Cross_claimant: Wisconsin River Bank
Cross_defendant: Jeffrey L. Butler, Wisconsin Investment Services, LLC
Cause Of Action: m(a) Securities Exchange Act
Fuller, Mark v. Triangle Capital Partners We have downloadable decisions or orders for this case
as 3:2018cv00197
Plaintiff: Mark Fuller
Defendant: Triangle Capital Partners
Cause Of Action: m(a) Securities Exchange Act
Berg, Robert v. Sajan, Inc. et al
as 3:2017cv00379
Plaintiff: Robert Berg
Defendant: Sajan, Inc. , Shannon Zimmerman , Angela Zimmerman and others
Cause Of Action: m(a) Securities Exchange Act
Parshall, Paul v. Anchor BanCorp Wisconsin, Inc. et al
as 3:2016cv00120
Plaintiff: Paul Parshall
Defendant: Anchor BanCorp Wisconsin, Inc. , David L. Omachinski , Chris M. Bauer and others
Cause Of Action: Fed. Question: Securities Violation
United States Securities and Exchange Commission v. Holzhueter, Loren et al We have downloadable decisions or orders for this case
as 3:2015cv00045
Plaintiff: United States Securities and Exchange Commission
Defendant: Loren W. Holzhueter , ISC, Inc. , Honefi, LLC
Cause Of Action: m(a) Securities Exchange Act
U.S. Securities & Exchange Commission v. Fisher, Jeremy et al We have downloadable decisions or orders for this case
as 3:2013cv00683
Defendant: The Good Life Financial Group, Inc., Jeremy S. Fisher, The Good Life Global Enterprises, LLC
Plaintiff: U.S. Securities & Exchange Commission
Cause Of Action: Securities Fraud
Broad Street Partners v. Schaefer, Kimberly et al We have downloadable decisions or orders for this case
as 3:2012cv00194
Defendant: Joseph V. Vittoria , Great Wolf Resorts, Inc. , K-9 Holdings, Inc. and others
Plaintiff: Broad Street Partners
Cause Of Action: m(a) Securities Exchange Act
CMFG Life Insurance Company et al. v. RBS Securities, Inc. We have downloadable decisions or orders for this case
as 3:2012cv00037
Plaintiff: CUNA Mutual Insurance Society , CUMIS Insurance Society , Members Life Insurance Company
Defendant: RBS Securities, Inc.
Cause Of Action: Petition for Removal

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