Edelman Financial Engines, LLC v. LPL Financial LLC
Plaintiff: Edelman Financial Engines, LLC
Defendant: LPL Financial LLC
Case Number: 8:2022cv01755
Filed: July 18, 2022
Court: US District Court for the District of Maryland
Presiding Judge: Deborah K Chasanow
Nature of Suit: Other Statutory Actions
Cause of Action: 28 U.S.C. ยง 1331 Enforcement of Administrative Subpoena
Jury Demanded By: None
Docket Report

This docket was last retrieved on July 28, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 28, 2022 Opinion or Order Filing 15 ORAL ORDER of the Court DISMISSING as MOOT Civil Case No. 22-1755 (Motion to Enforce Subpoena) pursuant to Agreement by the Parties, and as stated on the record during the Preliminary Injunction Hearing in Civil Case No. 22-1388 by Judge Deborah K. Chasanow on 7/28/2022. (tds, Deputy Clerk)
July 25, 2022 Filing 14 NOTICE of Appearance by Matthew P Kraeuter on behalf of LPL Financial LLC (Kraeuter, Matthew)
July 25, 2022 Filing 10 NOTICE of Appearance by Richard J Berwanger, Jr on behalf of LPL Financial LLC (Berwanger, Richard)
July 18, 2022 Filing 9 Case transferred in from District of California Southern; Case Number 3:22-cv-01016. Original file certified copy of transfer order and docket sheet received.
July 15, 2022 Opinion or Order Filing 8 ORDER (AGS): In light of LPL Financial's consent to the jurisdiction of Maryland, it is hereby ordered that this case is transferred to the issuing court, the District of Maryland, which presides over the underlying litigation. See Fed. R. Civ. P. 45(f). Signed by Magistrate Judge Andrew G. Schopler on 7/15/2022. (no document attached) (rfb)
July 15, 2022 Filing 7 STATUS REPORT PARTIES JOINT SUBMISSION REGARDING REMAINING ISSUE IN PLAINTIFFS MOTION TO ENFORCE SUBPOENA DUCES TECUM by Edelman Financial Engines, LLC. (Kuhlmann, Gillian)
July 15, 2022 Opinion or Order Filing 6 ORDER Approving the Pro Hac Vice Application of Alec Winfield Farr, re #4 Request to Appear Pro Hac Vice. Signed by Judge Thomas J. Whelan on 7/14/2022.(rmc)
July 14, 2022 Opinion or Order Filing 5 ORDER (AGS): Counsel are ordered to provide a no-more-than-2-page joint statement on the subpoena schedule by noon tomorrow, July 15, 2022. Signed by Magistrate Judge Andrew G. Schopler on 7/14/2022.(no document attached) (rfb)
July 13, 2022 Filing 4 Request to Appear Pro Hac Vice ( Filing fee received: $ 213 receipt number ACASDC-16991263.) (Application to be reviewed by Clerk.) (Farr, Alec) (rmc).
July 12, 2022 Filing 3 MOTION to Shorten Time by Edelman Financial Engines, LLC. (Attachments: #1 Declaration, #2 Memo of Points and Authorities)(cxl1) (sjt).
July 12, 2022 Filing 2 NOTICE of Party With Financial Interest by Edelman Financial Engines, LLC. Identifying Other Affiliate The Edelman Financial Engines Center, LLC, Other Affiliate Edelman Financial Engines Holdings IV, LLC, Other Affiliate Edelman Financial Engines Holdings III, LLC, Other Affiliate Edelman Financial Holdings I, LLC, Other Affiliate Edelman Financial Engines, L.P., Other Affiliate H&F Flight GP, LLC for Edelman Financial Engines, LLC. (cxl1) (sjt).
July 12, 2022 Filing 1 MOTION TO ENFORCE OUT OF DISTRICT SUBPOENA against LPL Financial LLC ( Filing fee $402 receipt number ACASDC-16988012.)Filed by Edelman Financial Engines, LLC. (Attachments: #1 Civil Cover Sheet, #2 Declaration, #3 Memo of Points and Authorities, #4 Exhibit A, #5 Proof of Service)The new case number is 3:22-cv-1016-W-AGS. Judge Thomas J. Whelan and Magistrate Judge Andrew G. Schopler are assigned to the case.(cxl1) (sjt).

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Plaintiff: Edelman Financial Engines, LLC
Represented By: Alec W Farr
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Defendant: LPL Financial LLC
Represented By: Matthew P Kraeuter
Represented By: Richard J Berwanger, Jr
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