Cases 1 - 10 of 94
Cure & Assoc v. LPL Financial
as 26-40554
Plaintiff:
Cure & Associates, P.C. and Premier Wealth & Retirement Management, L.L.C.
Defendant:
LPL Financial LLC
Gist v. LPL Financial LLC
as 3:2026cv01131
Petitioner:
Barrington E. Gist
Respondent:
LPL Financial LLC
Cause Of Action: 09 U.S.C. § 0010 Petition to Vacate Arbitration Award
Reddy v. Waddell and Reed Inc. et al
as 2:2026cv02372
Plaintiff:
K.V. Venugopal Reddy
Defendant:
Waddell and Reed Inc. and LPL Financial LLC
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Brookman v. Oppenheimer & Co., Inc. et al
as 1:2026cv05011
Petitioner:
Andrew Brookman
Respondent:
LPL Financial LLC, Aegis Capital Corp. and Oppenheimer & Co., Inc.
Cause Of Action: 09 U.S.C. § 0010 Petition to Vacate Arbitration Award
Nietz v. LPL Financial LLC
as 3:2026cv03383
Plaintiff:
Kerry Nietz
Defendant:
LPL Financial LLC
Cause Of Action: 28 U.S.C. § 1332 fr Diversity-Fraud
Brown v. LPL Financial, LLC
as 3:2026cv03358
Plaintiff:
Ciara Glasgow Brown
Defendant:
LPL Financial, LLC
Cause Of Action: 28 U.S.C. § 1331 fl Fed. Question: Fair Labor Standards
Davis v. Symetra Life Insurance Company et al
as 2:2026cv01546
Plaintiff:
Joseph D. Davis
Defendant:
Symetra Life Insurance Company, Safeco Life Insurance Company and LPL Financial, LLC
Cause Of Action: 28 U.S.C. § 1330 Breach of Contract
Plaintiff v. Defendant
as 0:2026cv01865
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 42 U.S.C. § 2000 Job Discrimination (Race)
Paul Huygens, et al., v. Westwood Wealth Management, et al.,
as 2:2026cv03241
Defendant:
WESTWOOD WEALTH MANAGEMENT, WESTWOOD ALPHA OPPORTUNITY FUND, LP, MICHAEL PURYEAR and others
Plaintiff:
Paul Huygens and Peter Kravitz
Cause Of Action: 28 U.S.C. § 1332 Diversity-(Citizenship)
PAUL HUYGENS, as Trustee for the TB 42 Trust dated 11/13/23 et al v. WESTWOOD WEALTH MANAGEMENT et al
as 2:2026cv03236
Plaintiff:
PAUL HUYGENS, as Trustee for the TB 42 Trust dated and PETER KRAVITZ, as Trustee for the Kravitz Asset Protection Trust
Defendant:
WESTWOOD WEALTH MANAGEMENT, WESTWOOD ALPHA OPPORTUNITY FUND, LP, MICHAEL PURYEAR and others
Cause Of Action: 28 U.S.C. § 1332 Diversity-(Citizenship)
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