Securities and Exchange Commission v. Chan
| Securities and Exchange Commission |
| Schultz Chan |
| 1:2016cv11106 |
| June 14, 2016 |
| US District Court for the District of Massachusetts |
| Boston Office |
| Middlesex |
| Allison D. Burroughs |
| Securities/Commodities/Exchanges |
| 12 U.S.C. ยง 22 |
| Plaintiff |
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Filing
43
Judge Allison D. Burroughs: MEMORANDUM AND ORDER entered. Because Chan is collaterally estopped from relitigating his liability under 15 U.S.C. § 78j(b) and 17 C.F.R. § 240.10b-5, the SEC's motion for summary judgment, [ECF No. 32 ], is GRANTED. Further, the Court will permanently enjoin Chan from further violations of the securities laws and from acting as an officer or director of a public company for five years, and order Chan to disgorge $68,699.00 in profits and $13,738.00 in prejudgment interest. SO ORDERED.(McDonagh, Christina)
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Charu A. Chandrasekhar |
| Represented By: | Martin F Healey |
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| Defendant: Schultz Chan | |
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