Wong v. FMR LLC et al
| Andre W. Wong, Thomas Goodrich, Jason Bailis, Kayla Jones, Board of Trustees of UFCW Local 23 & Giant Eagle Pension Fund, Natalie Donaldson, Heather Woodhouse, Cynthia Eddy, Karen Pettus, Gina Summers, Myrl Jeffcoat and Janice Andersen |
| National Financial Services LLC, FMR LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Brokerage Services LLC, Fidelity Management Trust Company, Fidelity Management & Research Company and John and Jane Does 1-10 |
| Tyler Wayne Sills, Cateenia D. Johnson and Regina Crystal Robinson |
| 1:2019cv10335 |
| February 21, 2019 |
| US District Court for the District of Massachusetts |
| M Page Kelley |
| Leo T Sorokin |
| Labor: E.R.I.S.A. |
| 29 U.S.C. § 1001 E.R.I.S.A.: Employee Retirement |
| Plaintiff |
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| Filing 78 MANDATE of USCA as to #67 Notice of Appeal, filed by Myrl Jeffcoat, Heather Woodhouse, Cynthia Eddy, Andre W. Wong, Gina Summers, Kayla Jones, Jason Bailis, Natalie Donaldson, Karen Pettus, Janice Andersen, Thomas Goodrich. Appeal #67 Terminated (Paine, Matthew) |
| Filing 77 USCA Judgment as to #67 Notice of Appeal, filed by Myrl Jeffcoat, Heather Woodhouse, Cynthia Eddy, Andre W. Wong, Gina Summers, Kayla Jones, Jason Bailis, Natalie Donaldson, Karen Pettus, Janice Andersen, Thomas Goodrich. AFFIRMED... (Paine, Matthew) |
| Filing 76 OPINION of USCA as to #67 Notice of Appeal, filed by Myrl Jeffcoat, Heather Woodhouse, Cynthia Eddy, Andre W. Wong, Gina Summers, Kayla Jones, Jason Bailis, Natalie Donaldson, Karen Pettus, Janice Andersen, Thomas Goodrich. (Paine, Matthew) |
| Filing 75 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) |
| Filing 74 Transcript of Telephonic Status Conference held on January 7, 2020, before Judge Leo T. Sorokin. COA Case No. 20-1286. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Rachel Lopez at raeufp@gmail.com Redaction Request due 7/20/2020. Redacted Transcript Deadline set for 7/30/2020. Release of Transcript Restriction set for 9/28/2020. (Scalfani, Deborah) |
| Filing 73 NOTICE is hereby given that an official transcript of a proceeding has been filed by the court reporter in the above-captioned matter. Counsel are referred to the Court's Transcript Redaction Policy, available on the court website at #http://www.mad.uscourts.gov/attorneys/general-info.htm (Scalfani, Deborah) |
| Filing 72 Transcript of Motion Hearing held on February 7, 2020, before Judge Leo T. Sorokin. COA Case No. 20-1286. The Transcript may be purchased through the Court Reporter, viewed at the public terminal, or viewed through PACER after it is released. Court Reporter Name and Contact Information: Rachel Lopez at raeufp@gmail.com Redaction Request due 6/2/2020. Redacted Transcript Deadline set for 6/12/2020. Release of Transcript Restriction set for 8/10/2020. (Scalfani, Deborah) |
| Filing 71 TRANSCRIPT ORDER FORM by Janice Andersen, Jason Bailis, Board of Trustees of UFCW Local 23 & Giant Eagle Pension Fund, Natalie Donaldson, Cynthia Eddy, Thomas Goodrich, Myrl Jeffcoat, Cateenia D. Johnson, Kayla Jones, Karen Pettus, Regina Crystal Robinson, Tyler Wayne Sills, Gina Summers, Andre W. Wong, Heather Woodhouse for proceedings held on 1/7/20; 2/7/20 Judge Judge Leo T. Sorokin.. (Attachments: #1 Certificate of Service)(Pastor, David) |
| Filing 70 AMENDED DOCUMENT by Janice Andersen, Jason Bailis, Natalie Donaldson, Cynthia Eddy, Thomas Goodrich, Myrl Jeffcoat, Cateenia D. Johnson, Kayla Jones, Karen Pettus, Regina Crystal Robinson, Tyler Wayne Sills, Gina Summers, Andre W. Wong, Heather Woodhouse. Amendment to #67 Notice of Appeal,,,, AMENDED NOTICE OF APPEAL. (Pastor, David) |
| Filing 69 USCA Case Number 20-1286 for #67 Notice of Appeal filed by Myrl Jeffcoat, Heather Woodhouse, Cynthia Eddy, Andre W. Wong, Gina Summers, Kayla Jones, Jason Bailis, Natalie Donaldson, Karen Pettus, Janice Andersen, Thomas Goodrich. (Paine, Matthew) |
| Filing 68 Certified and Transmitted Abbreviated Electronic Record on Appeal to US Court of Appeals re #67 Notice of Appeal. (Paine, Matthew) |
| Filing 67 NOTICE OF APPEAL #65 Memorandum and Order, #66 Closing Order by Janice Andersen, Jason Bailis, Natalie Donaldson, Cynthia Eddy, Thomas Goodrich, Myrl Jeffcoat, Kayla Jones, Karen Pettus, Gina Summers, Andre W. Wong, Heather Woodhouse Filing fee: $ 505, receipt number 0101-8144016 Fee Status: Not Exempt. NOTICE TO COUNSEL: A Transcript Report/Order Form, which can be downloaded from the First Circuit Court of Appeals web site at #http://www.ca1.uscourts.gov MUST be completed and submitted to the Court of Appeals. Counsel shall register for a First Circuit CM/ECF Appellate Filer Account at #http://pacer.psc.uscourts.gov/cmecf. Counsel shall also review the First Circuit requirements for electronic filing by visiting the CM/ECF Information section at #http://www.ca1.uscourts.gov/cmecf. US District Court Clerk to deliver official record to Court of Appeals by 3/26/2020. (Pastor, David) Modified on 3/6/2020 to Correct Docket Text and Document Links to Orders Being Appealed. (Paine, Matthew). |
| Filing 66 District Judge Leo T. Sorokin: ORDER entered. CLOSING ORDER DISMISSING CASE. Associated Cases: 1:19-cv-10335-LTS, 1:19-cv-11595-LTS(Montes, Mariliz) |
| Filing 65 District Judge Leo T. Sorokin: ORDER entered. MEMORANDUM AND ORDER ON MOTION TO DISMISS. #45 Defendants' Motion to Dismiss Plaintiffs' Amended Complaint is ALLOWED. (Montes, Mariliz) |
| Filing 64 Electronic Clerk's Notes for proceedings held before District Judge Leo T. Sorokin: Motion Hearing held on 2/7/2020. The court hears the oral argument of counsel and takes the matter under advisement. re #45 MOTION to Dismiss The Consolidated Amended Complaint filed by Fidelity Management & Research Company, Fidelity Management Trust Company, Fidelity Investments Institutional Operations Company, Inc., National Financial Services LLC, Fidelity Brokerage Services LLC, FMR LLC. (Court Reporter: Rachel Lopez at raeufp@gmail.com.) (Simeone, Maria) |
| Filing 63 Notice of Supplemental Authorities re #45 MOTION to Dismiss The Consolidated Amended Complaint Plaintiffs' Notice of Supplemental Authority In Support of Opposition to Defendants' Motion to Dismiss the Consolidated Amended Complaint (Pastor, David) |
| Filing 62 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #60 Motion for Leave to Appear Pro Hac Vice Added Sarah M. Block. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 61 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #59 Motion for Leave to Appear Pro Hac Vice Added Jonathan D. Hacker. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 60 Consent MOTION for Leave to Appear Pro Hac Vice for admission of Sarah M. Block Filing fee: $ 100, receipt number 0101-8071565 by Cateenia D. Johnson, Regina Crystal Robinson, Tyler Wayne Sills. (Attachments: #1 Exhibit Certification of Sarah M. Block)(Keefe, Michael) |
| Filing 59 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jonathan D. Hacker Filing fee: $ 100, receipt number 0101-8071320 by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Attachments: #1 Exhibit A: Certificate of Jonathan D. Hacker)(Falvey, John) |
| Filing 58 Electronic Clerk's Notes for proceedings held before District Judge Leo T. Sorokin: Telephone Conference held on 1/7/2020. Counsel state the status of the case and discuss the authenticity of the documents. Counsel requests the motion hearing set for 1/17/20 be rescheduled. The court resets the hearing on the #45 MOTION to Dismiss The Consolidated Amended Complaint for 2/7/2020 at 10:00 AM in Courtroom 13 before District Judge Leo T. Sorokin. (Court Reporter: Rachel Lopez at raeufp@gmail.com.) (Simeone, Maria) |
| Filing 57 ELECTRONIC NOTICE of Hearing.The Court will hold a status conference in this case to address a matter preliminary to the pending motion. This status will occur on Tuesday January 7, 2020 at 4:30 p.m. Counsel may attend by telephone by calling into the court conference line at 888-675-2535 access code 9123576. Telephone Conference set for 1/7/2020 04:30 PM in Courtroom 13 before District Judge Leo T. Sorokin. (Simeone, Maria) |
| Filing 56 ELECTRONIC NOTICE Setting Hearing on Motion: A motion hearing has been set for 1/17/20 at 10:00am in courtroom 13 before District Judge Leo T. Stroking re: #45 MOTION to Dismiss The Consolidated Amended Complaint :. (Simeone, Maria) |
| Filing 55 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered. Allowed to 8 pages. re #51 Motion for Leave to File Excess Pages ; Counsel using the Electronic Case Filing System should now file the document for which leave to file has been granted in accordance with the CM/ECF Administrative Procedures. Counsel must include - Leave to file granted on (date of order)- in the caption of the document. (Simeone, Maria) |
| Filing 54 DECLARATION re #45 MOTION to Dismiss The Consolidated Amended Complaint (Declaration Of Samuel R. Lehman In Support of Defendant's Motion To Dismiss Plaintiffs' Consolidated Amended Complaint) by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Boyle, Brian) |
| Filing 53 DECLARATION re #45 MOTION to Dismiss The Consolidated Amended Complaint (Declaration Of Stephanie Nick In Support of Defendant's Motion To Dismiss Plaintiffs' Consolidated Amended Complaint) by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Boyle, Brian) |
| Filing 52 REPLY to Response to #45 MOTION to Dismiss The Consolidated Amended Complaint filed by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Boyle, Brian) |
| Filing 51 Assented to MOTION for Leave to File Excess Pages (Leave To File Reply Brief In Excess Of Five Pages) by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC.(Boyle, Brian) |
| Filing 50 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered consolidating case 19cv11595 with 19cv10335 (Simeone, Maria) Modified on 8/8/2019 (Simeone, Maria). |
| Filing 49 STIPULATION / Joint Stipulation and [Proposed] Order for Consolidation of Actions by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Jacob, Gregory) |
| Filing 48 MEMORANDUM in Opposition re #45 MOTION to Dismiss The Consolidated Amended Complaint Plaintiff's Memorandum OF Law In Opposition to Defendants' Motion to Dismiss the Consolidated Amended Complaint filed by Janice Andersen, Jason Bailis, Board of Trustees of UFCW Local 23 & Giant Eagle Pension Fund, Natalie Donaldson, Cynthia Eddy, Thomas Goodrich, Myrl Jeffcoat, Kayla Jones, Karen Pettus, Gina Summers, Andre W. Wong, Heather Woodhouse. (Attachments: #1 Certificate of Service)(Pastor, David) |
| Filing 47 DECLARATION re #45 MOTION to Dismiss The Consolidated Amended Complaint (Declaration of Brian D. Boyle In Support) by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Attachments: #1 Exhibit A, #2 Exhibit B)(Boyle, Brian) |
| Filing 46 MEMORANDUM in Support re #45 MOTION to Dismiss The Consolidated Amended Complaint filed by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Boyle, Brian) |
| Filing 45 MOTION to Dismiss The Consolidated Amended Complaint by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC.(Boyle, Brian) |
| Filing 44 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered. ORDER REOPENING CASE(Simeone, Maria) |
| Filing 43 Entered in error |
| Filing 42 STIPULATION of Dismissal /Joint Stipulation of Dismissal of Plaintiff The Board of Trustees of UFCW Local 23 & Giant Eagle Pension Fund by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Jacob, Gregory) |
| Filing 41 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #40 Assented-To Motion for Leave to Appear Pro Hac Vice Added Raghav Ahuja, Brian Boyle, Bradley N. Garcia, and Gregory F. Jacob. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 40 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Raghav Ahuja, Brian Boyle, Bradley N. Garcia, and Gregory F. Jacob Filing fee: $ 400, receipt number 0101-7713312 by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Attachments: #1 Exhibit A: Certificate of Raghav Ahuja, #2 Exhibit B: Certificate of Brian Boyle, #3 Exhibit C: Certificate of Bradley N. Garcia, #4 Exhibit D: Certificate of Gregory F. Jacob)(Falvey, John) |
| Filing 39 CORPORATE DISCLOSURE STATEMENT by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC. (Falvey, John) |
| Filing 38 AMENDED COMPLAINT CONSOLIDATED CLASS ACTION COMPLAINT against All Defendants, filed by Andre W. Wong, Board of Trustees of UFCW Local 23 & Giant Eagle Pension Fund, Janice Andersen, Jason Bailis, Natalie Donaldson, Cynthia Eddy, Myrl Jeffcoat, Thomas Goodrich, Kayla Jones, Karen Pettus, Gina Summers, Heather Woodhouse.(Pastor, David) |
| Filing 37 Reset Deadlines: Plaintiff's Consolidated Complaint due by 5/15/2019; answer or responsive pleading due by 7/1/2019;, plaintiffs' opposition to responsive pleading due by 7/31/2019; reply due by 8/15/2019. (Montes, Mariliz) |
| Filing 36 Set Deadlines: consolidated amended complaint by 5/15/19. opposition by 6/14/19. Reply by 6/28/19 re #33 STIPULATION and [Proposed] Order For Consolidation of Actions by Andre W. Wong (Simeone, Maria) |
| Filing 35 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered in case 1:19-cv-10335-LTS; granting (7) Motion for Leave to Appear Pro Hac Vice Added Mark R. Rosen. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. in case 1:19-cv-10654-LTS Associated Cases: 1:19-cv-10654-LTS, 1:19-cv-10335-LTS(Montes, Mariliz) |
| Filing 34 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered approving re #33 Stipulation and [Proposed] Order for Consolidation of Actions Under Federal Rule of Civil Procedure 42(a). Actions 1:19-cv-10335-LTS, 1:19-cv-10501 and 1:19-cv-10654-LTS are to be consolidated and the parties will proceed with the following schedule: Plaintiffs will file a consolidated compliant by 5/15/2019; Fidelity shall file answer or responsive pleading to the consolidated complaint by 7/1/2019; plaintiffs' opposition to responsive pleading (by motion) is due by 7/31/2019 and reply is due by 8/15/2019. All the pleadings will be filed in 1:19-cv-10335-LTS. A scheduling conference will be scheduled at a later time (Montes, Mariliz) Modified on 4/22/2019 to correct order. NEF regenerated (Montes, Mariliz). |
| Filing 33 STIPULATION and [Proposed] Order For Consolidation of Actions by Andre W. Wong. (Pastor, David) |
| Filing 32 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #22 Motion for Leave to Appear Pro Hac Vice Added Ronald S. Kravitz. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 31 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #25 Motion for Leave to Appear Pro Hac Vice Added Jaclyn M. Reinhart. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 30 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #24 Motion for Leave to Appear Pro Hac Vice Added Chiharu G. Sekino. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 29 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #23 Motion for Leave to Appear Pro Hac Vice Added Kolin C. Tang. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 28 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #21 Motion for Leave to Appear Pro Hac Vice Added Laurie Rubinow. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 27 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #20 Motion for Leave to Appear Pro Hac Vice Added Nathan C. Zipperian. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 26 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #19 Motion for Leave to Appear Pro Hac Vice Added James E. Miller. Attorneys admitted Pro Hac Vice must register for electronic filing if the attorney does not already have an ECF account in this district. To register go to the Court website at www.mad.uscourts.gov. Select Case Information, then Electronic Filing (CM/ECF) and go to the CM/ECF Registration Form. (Montes, Mariliz) |
| Filing 25 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Jaclyn M. Reinhart Filing fee: $ 100, receipt number 0101-7620454 by Andre W. Wong. (Attachments: #1 Certification of Jaclyn M. Reinhart)(Pastor, David) |
| Filing 24 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Chiharu G. Sekino Filing fee: $ 100, receipt number 0101-7620449 by Andre W. Wong. (Attachments: #1 Certification of Chiharu G. Sekino)(Pastor, David) |
| Filing 23 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Kolin C. Tang Filing fee: $ 100, receipt number 0101-7620442 by Andre W. Wong. (Attachments: #1 Certification of Kolin C. Tang)(Pastor, David) |
| Filing 22 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Ronald S. Kravitz Filing fee: $ 100, receipt number 0101-7620437 by Andre W. Wong. (Attachments: #1 Certification of Ronald S. Kravitz)(Pastor, David) |
| Filing 21 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Laurie Rubinow Filing fee: $ 100, receipt number 0101-7620421 by Andre W. Wong. (Attachments: #1 Certification of Laurie Rubinow)(Pastor, David) |
| Filing 20 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of Nathan C. Zipperian Filing fee: $ 100, receipt number 0101-7620406 by Andre W. Wong. (Attachments: #1 Certification of Nathan C. Zipperian)(Pastor, David) |
| Filing 19 Assented to MOTION for Leave to Appear Pro Hac Vice for admission of James E. Miller Filing fee: $ 100, receipt number 0101-7620394 by Andre W. Wong. (Attachments: #1 Certification of James E. Miller)(Pastor, David) |
| Filing 18 SUMMONS Returned Executed Fidelity Management & Research Company served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 17 SUMMONS Returned Executed Fidelity Investments Institutional Operations Company, Inc. served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 16 SUMMONS Returned Executed Fidelity Brokerage Services LLC served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 15 SUMMONS Returned Executed National Financial Services LLC served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 14 SUMMONS Returned Executed FMR LLC served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 13 SUMMONS Returned Executed Fidelity Management Trust Company served on 3/7/2019, answer due 3/28/2019. (Pastor, David) |
| Filing 12 NOTICE of Appearance by John L. Potapchuk on behalf of FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC (Potapchuk, John) |
| Filing 11 District Judge Leo T. Sorokin: ELECTRONIC ORDER entered granting #10 Motion for Extension of Time to File answer/response. Responses due by 5/6/2019 (Simeone, Maria) |
| Filing 10 Assented to MOTION for Extension of Time to May 6, 2019 to File Response/Reply to Complaint by FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC.(Falvey, John) |
| Filing 9 NOTICE of Appearance by John J. Falvey, Jr on behalf of FMR LLC, Fidelity Brokerage Services LLC, Fidelity Investments Institutional Operations Company, Inc., Fidelity Management & Research Company, Fidelity Management Trust Company, National Financial Services LLC (Falvey, John) |
| Filing 8 Set Deadlines: Complete Service by 5/22/2019. (Montes, Mariliz) |
| Filing 7 ELECTRONIC NOTICE of MJ Case Re-Assignment. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Marianne B. Bowler. (MJ Kelly having entered an Order of Recusal) (Finn, Mary) |
| Filing 6 ELECTRONIC NOTICE of Case Re-Assignment. District Judge Leo T. Sorokin assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge M. Page Kelley. (Finn, Mary) Modified on 2/22/2019 (to change Assignment to Re-Assignment. Finn, Mary) |
| Filing 5 Magistrate Judge M. Page Kelley: ORDER entered. ORDER OF RECUSAL.(Belmont, Kellyann) |
| Filing 4 Summons Issued as to All Defendants. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Lara, Miguel) |
| Filing 3 NOTICE of Case Assignment. Magistrate Judge M. Page Kelley assigned to case. Plaintiff's counsel, or defendant's counsel if this case was initiated by the filing of a Notice of Removal, are directed to the Notice and Procedures regarding Consent to Proceed before the Magistrate Judge which can be downloaded #here. These documents will be mailed to counsel not receiving notice electronically. Pursuant to General Order 09-3, until the Court receives for filing either a consent to the Magistrate Judge's jurisdiction or the reassignment of the case to a District Judge, the initial assignment of a civil case to the Magistrate Judge is a referral to the Magistrate Judge under 28 USC 636(b) for all pretrial non-dispositive matters and Report and Recommendations, but not for the Rule 16(b) scheduling conference. (Finn, Mary) |
Filing 2
General Order 09-1, dated January 6, 2009 regarding the E-Government Act and Personal Identifiers entered. (Lara, Miguel)
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| Filing 1 COMPLAINT against Fidelity Investments Institutional Operations Company, Inc., Fidelity Management Trust Company, John and Jane Does 1-10, Fidelity Management & Research Company, FMR LLC, Fidelity Brokerage Services LLC, National Financial Services LLC Filing fee: $ 400, receipt number 0101-7550223 (Fee Status: Filing Fee paid), filed by Andre W. Wong. (Attachments: #1 Civil Cover Sheet, #2 Civil Category Form)(Pastor, David) |
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