Haggerty v. Conlon et al
Plaintiff: Lynn M. Haggerty
Defendant: Paul G. Conlon, Oppenheimer & Co., Inc., Dr. Sandra M. Nagler and Citizens Securities, Inc.
Case Number: 1:2023cv10319
Filed: February 10, 2023
Court: US District Court for the District of Massachusetts
Presiding Judge: Richard G Stearns
Nature of Suit: Labor: E.R.I.S.A.
Cause of Action: 29 U.S.C. ยง 1132 E.R.I.S.A.-Employee Benefits
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on March 31, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 31, 2023 Filing 11 SUMMONS Returned Executed Paul G. Conlon served on 3/27/2023, answer due 4/17/2023. (King, Benjamin)
February 27, 2023 Filing 10 WAIVER OF SERVICE Returned Executed by Lynn M. Haggerty. Citizens Securities, Inc. waiver sent on 2/24/2023, answer due 4/25/2023. (King, Benjamin)
February 17, 2023 Filing 9 CORPORATE DISCLOSURE STATEMENT by Citizens Securities, Inc. identifying Corporate Parent Citizens Financial Group, Inc. for Citizens Securities, Inc... (Pastore, Michael)
February 17, 2023 Filing 8 NOTICE of Appearance by Michael E. Pastore on behalf of Citizens Securities, Inc. (Pastore, Michael)
February 17, 2023 Filing 7 NOTICE of Appearance by Pete S. Michaels on behalf of Citizens Securities, Inc. (Michaels, Pete)
February 14, 2023 Filing 6 NOTICE of Appearance by Benjamin T. King on behalf of Lynn M. Haggerty (King, Benjamin)
February 14, 2023 Filing 5 Judge Richard G. Stearns: ELECTRONIC ORDER entered granting #4 Motion for Leave to Appear Pro Hac Vice. Added Benjamin T. King. Attorneys admitted Pro Hac Vice must have an individual upgraded PACER account, not a shared firm account, to electronically file in the District of Massachusetts. Counsel may need to link their CM/ECF account to their upgraded individual pacer account. Instructions on how to link CM/ECF accounts to upgraded pacer account can be found at # https://www.mad.uscourts.gov/caseinfo/nextgen-current-pacer-accounts.htm#link-account. (Pacho, Arnold)
February 13, 2023 Filing 4 MOTION for Leave to Appear Pro Hac Vice for admission of Benjamin T. King Filing fee: $ 125, receipt number AMADC-9717507 by Lynn M. Haggerty. (Attachments: #1 Exhibit A-Affidavit of Benjamin T. King)(Sullivan, Lana)
February 13, 2023 Filing 3 Summons Issued as to All Defendants. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Kelly, Danielle)
February 13, 2023 Filing 2 ELECTRONIC NOTICE of Case Assignment. Judge Richard G. Stearns assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Judith G. Dein. (Finn, Mary)
February 10, 2023 Filing 1 COMPLAINT against All Defendants Filing fee: $ 402, receipt number AMADC-9715079 (Fee Status: Filing Fee paid), filed by Lynn M. Haggerty. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Civil Cover Sheet, #10 Category Form)(Sullivan, Lana)

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Plaintiff: Lynn M. Haggerty
Represented By: Lana Sullivan
Represented By: Benjamin T. King
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Defendant: Paul G. Conlon
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Defendant: Oppenheimer & Co., Inc.
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Defendant: Dr. Sandra M. Nagler
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Defendant: Citizens Securities, Inc.
Represented By: Pete S. Michaels
Represented By: Michael E. Pastore
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