Securities and Exchange Commission v. Roman
| Securities and Exchange Commission |
| Juan Roman |
| 1:2023cv11470 |
| June 30, 2023 |
| US District Court for the District of Massachusetts |
| Judith G Dein |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on July 11, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 6 Magistrate Judge Judith G. Dein: ORDER entered. CONSENT JUDGMENT. (Thomson, Katherine) |
| Filing 5 CONSENT by all parties to Jurisdiction by US Magistrate Judge by Securities and Exchange Commission.. (Harper, Richard) |
| Filing 4 Summons Issued as to Juan Roman. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Warnock, Douglas) |
| Filing 3 NOTICE of Case Assignment. Magistrate Judge Judith G. Dein assigned to case. Plaintiff's counsel, or defendant's counsel if this case was initiated by the filing of a Notice of Removal, are directed to the Notice and Procedures regarding Consent to Proceed before the Magistrate Judge which can be downloaded #here. These documents will be mailed to counsel not receiving notice electronically. Pursuant to General Order 09-3, until the Court receives for filing either a consent to the Magistrate Judge's jurisdiction or the reassignment of the case to a District Judge, the initial assignment of a civil case to the Magistrate Judge is a referral to the Magistrate Judge under 28 USC 636(b) for all pretrial non-dispositive matters and Report and Recommendations, but not for the Rule 16(b) scheduling conference. (Danieli, Chris) |
| Filing 2 Assented to MOTION for Entry of Consent Judgment by Securities and Exchange Commission. (Attachments: #1 Exhibit Exhibit 1 - Consent, #2 Exhibit Exhibit 2 - Proposed Final Judgment)(Harper, Richard) |
| Filing 1 COMPLAINT against Juan Roman (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Category Form)(Harper, Richard) |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Richard Mann Harper, II |
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| Defendant: Juan Roman | |
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