Securities and Exchange Commission v. Duncan
| Securities and Exchange Commission |
| Richard Duncan |
| 3:2019cv11735 |
| August 12, 2019 |
| US District Court for the District of Massachusetts |
| Mark G Mastroianni |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 30, 2022. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 9 Copy re #8 Notice of Scheduling Conference mailed to Richard Duncan at: 232 Pease Road East Longmeadow, MA 01028 on 10/07/2019. (Rivera, Christina) |
| Filing 8 ELECTRONIC NOTICE of Scheduling Conference ISSUED. SEE ATTACHED NOTICE FOR DETAILS. Scheduling Conference set for 11/22/2019 at 10:30 AM in Franklin Courtroom before Judge Mark G. Mastroianni. (Rivera, Christina) |
| Filing 7 ANSWER to #1 Complaint, by Richard Duncan. (Attachments: #1 Exhibits)(Lindsay, Maurice) |
| Filing 6 SUMMONS Returned Executed Richard Duncan served on 8/15/2019, answer due 9/5/2019. (Huntington, Franklin) |
| Filing 5 Summons Issued as to Richard Duncan. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Lindsay, Maurice) |
| Filing 4 ELECTRONIC NOTICE of Case Assignment. Judge Mark G. Mastroianni assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Katherine A. Robertson. (Danieli, Chris) |
| Filing 3 Case transferred in from Eastern Division (Boston) on 8/13/19 Case Number 1:19-cv-11735. (Lindsay, Maurice) |
| Filing 2 Case transferred to Western Division (Springfield) (DeMaria, Timothy) |
| Filing 1 COMPLAINT against Richard Duncan (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Local Category Form, #3 Proposed Summons to Richard Duncan) (Huntington, Franklin) (Main Document 1 replaced on 8/13/2019 to reflect correct Complaint) (Rivera, Christina). |
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| Defendant: Richard Duncan | |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Martin F Healey |
| Represented By: | Franklin C. Huntington, IV |
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