Securities and Exchange Commission v. Rivetz Corp. et al
Plaintiff: Securities and Exchange Commission
Defendant: Rivetz Corp., Rivetz International SEZC and Steven K. Sprague
Case Number: 3:2021cv30092
Filed: September 8, 2021
Court: US District Court for the District of Massachusetts
Presiding Judge: Mark G Mastroianni
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 4, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 4, 2021 Filing 11 NOTICE of Withdrawal of Appearance by Stephan J. Schlegelmilch (Schlegelmilch, Stephan)
October 13, 2021 Filing 10 Copy of 9 Order on Motion for Extension of Time to Answer mailed to Steven K. Sprague on 10/13/2021. (Healy, Bethaney)
October 13, 2021 Filing 9 Judge Mark G. Mastroianni: ELECTRONIC ORDER entered granting #8 Motion for Extension of Time to file responsive pleading. Responsive pleadings shall be filed on or before 11/9/2021. All future motions must be filed with a certification consistent with Local Rule 7.1(a)(2), which requires conferring with opposing counsel and indicating to the court whether the motion will be opposed. As a pro se litigant, Mr. Sprague is required to familiarize himself with the federal and local rules applicable in this court. The court also notes that while he may appear pro se on behalf of himself, Mr. Sprague is not permitted to appear pro se on behalf of corporate defendants. (Healy, Bethaney)
October 8, 2021 Filing 8 MOTION for Extension of Time to November 9, 2021 to File Response to Complaint by Steven K. Sprague.(Healy, Bethaney)
September 24, 2021 Filing 7 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. Rivetz International SEZC served on 9/17/2021, answer due 10/8/2021. Acknowledgement filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
September 24, 2021 Filing 6 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. Rivetz Corp. served on 9/17/2021, answer due 10/8/2021. Acknowledgement filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
September 24, 2021 Filing 5 AFFIDAVIT OF SERVICE Executed by Securities and Exchange Commission. Steven K. Sprague served on 9/17/2021, answer due 10/8/2021. Acknowledgement filed by Securities and Exchange Commission. (Schlegelmilch, Stephan)
September 16, 2021 Filing 4 NOTICE of Appearance by Stephan J. Schlegelmilch on behalf of Securities and Exchange Commission (Schlegelmilch, Stephan)
September 13, 2021 Filing 3 Summons Issued as to All Defendants. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Lindsay, Maurice)
September 13, 2021 Filing 2 ELECTRONIC NOTICE of Case Assignment. Judge Mark G. Mastroianni assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Katherine A. Robertson. (Lindsay, Maurice)
September 8, 2021 Filing 1 COMPLAINT against All Defendants (Fee Status: US Government), filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Local Category Form, #3 Summons as to Defendant Rivetz Corp., #4 Summons as to Defendant Rivetz International SEZC, #5 Summons as to Defendant Steven K. Sprague)(Choe, Olivia)

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Plaintiff: Securities and Exchange Commission
Represented By: Olivia S. Choe
Represented By: Stephan J. Schlegelmilch
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Defendant: Rivetz Corp.
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Defendant: Rivetz International SEZC
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Defendant: Steven K. Sprague
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