Securities/Commodities/Exchanges Cases filed in the First Circuit Courts
Cases 31 - 40 of 990
SEC v. Navellier & Associates, Inc, et al
as 23-1509
Plaintiff / Appellee: US SECURITIES & EXCHANGE COMMISSION
Defendant / Appellant: LOUIS NAVELLIER and NAVELLIER & ASSOCIATES, INC.
Securities and Exchange Commission v. Padilla et al
as 1:2023cv11331
Plaintiff: Securities and Exchange Commission
Defendant: Joseph A. Padilla, Kevin C. Dills, Bright Star International, Inc. and others
Intervenor: Department of Justice
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities & Exchange Commission v. Auctus Fund Management, LLC et al
as 1:2023cv11233
Plaintiff: Securities & Exchange Commission
Defendant: Auctus Fund Management, LLC, Louis J Posner, Alfred Sollami and others
Amicus Curiae: Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
Coleman v. Charles River Laboratories International, Inc. et al
as 1:2023cv11132
Plaintiff: Sharan Coleman
Defendant: Charles River Laboratories International, Inc., James C. Foster, David R. Smith and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Celano v. Fulcrum Therapeutics, Inc. et al
as 1:2023cv11125
Plaintiff: GERALD CELANO
Defendant: FULCRUM THERAPEUTICS, INC., BRYAN STUART, ROBERT J. GOULD and others
Petitioner: Steven Santillanes
Securities & Exchange Commission v. GA Investors et al
as 1:2023cv11050
Plaintiff: Securities & Exchange Commission
Defendant: GA Investors and John Does Nos. 1-4
Quinones v. Frequency Therapeutics, Inc., et al
as 23-1393
Plaintiff / Appellant: JULIAN QUINONES, individually and on behalf of all others similarly situated
Plaintiff: PAUL EVANS, individually and on behalf of all others similarly situated and MICHAEL HINGSTON, individually and on behalf of all others similarly situated
Defendant / Appellee: FREQUENCY THERAPEUTICS, INC., DAVID L. LUCCHINO and CARL LEBEL
Interested Party: PARAG PATEL and JOHN PRATT
Sagfors v. Pegasystems Inc. et al
as 1:2023cv10933
Plaintiff: Dag Sagfors
Defendant: Pegasystems Inc., Peter Gyenes, Richard Jones and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Michael C. Pizzuto v. Homology Medicines, Inc. et al
as 1:2023cv10858
Plaintiff: Michael C. Pizzuto
Defendant: Homology Medicines, Inc., Arthur O. Tzianabos, W. Bradford Smith and others
Petitioner: Jeffrey Ertz, Scott Boyd, Kasey Kahne and others
Perman et al v. Putnam Managed Municipal Income Trust et al
as 1:2023cv10809
Plaintiff: Gerald A. Perman and Nessa Perman
Defendant: Putnam Managed Municipal Income Trust, Kenneth R Leibler, Robert L. Reynolds and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation

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