Cases 11 - 20 of 111
Securities and Exchange Commission v. Joseph Barleta
as 23-11914
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JOSEPH COLE BARLETA
Not Classified By Court:
SERVICE
Interested Party:
RYAN K. STUMPHAUZER
Securities and Exchange Commission v. Luiz Capuci, Jr.
as 23-11139
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
LUIZ CARLOS CAPUCI, JR.
Not Classified By Court:
SERVICE
Securities and Exchange Commission v. Alexander Kon
as 23-10738
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
ALEXANDER KON
Michelle Smith v. Securities and Exchange Commission
as 23-10397
Petitioner:
MICHELLE SMITH
Respondent:
SECURITIES AND EXCHANGE COMMISSION
Securities and Exchange Commission v. Lisa McElhone, et al
as 23-10228
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
LISA MCELHONE, L.M.E. 2017 FAMILY TRUST and JOSEPH W. LAFORTE
Not Classified By Court:
SERVICE and RYAN K. STUMPHAUZER
Securities and Exchange Commission v. Joseph LaForte
as 23-10234
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JOSEPH W. LAFORTE
Securities and Exchange Commission v. Justin Keener
as 22-14237
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JUSTIN W. KEENER
Amicus Curiae:
INVESTOR CHOICE ADVOCATES NETWORK
Not Classified By Court:
MANAGED FUNDS ASSOCIATION and NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS
Plaintiff:
ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION, LTD.
John Meisel v. Securities and Exchange Commission
as 22-14011
Petitioner:
JOHN MEISEL
Respondent:
SECURITIES AND EXCHANGE COMMISSION
Securities and Exchange Commission v. Michael Furman
as 22-13853
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
MICHAEL C. FURMAN
Not Classified By Court:
SERVICE
Securities and Exchange Commission v. Joseph Barleta
as 22-13811
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
JOSEPH COLE BARLETA
Not Classified By Court:
SERVICE and RYAN K. STUMPHAUZER
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
