Cases 1 - 10 of 38
SECURITIES AND EXCHANGE COMMISSION v. IAKOVOU et al
as 4:2022cv00194
Plaintiff:
Securities and Exchange Commission
Defendant:
George Iakovou, Penelope Zbravos, Vika Ventures, LLC and others
SECURITIES AND EXCHANGE COMMISSION v. PHAN et al
as 4:2022cv00149
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
SANG N PHAN and RICH N PHAN
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
US SECURITIES AND EXCHANGE COMMISSION v. WOOTEN et al
as 5:2021cv00270
Plaintiff:
US SECURITIES AND EXCHANGE COMMISSION
Defendant:
EDWARD L WOOTEN, LEE S ROSE, JOHN L KRCIL and others
Cause Of Action: 12 U.S.C. § 22
SECURITIES AND EXCHANGE COMMISSION v. ARBAB et al
as 3:2019cv00055
Defendant:
ARTIS PROFICIO CAPITAL INVESTMENTS LLC, SYED ARHAM ARBAB and ARTIS PROFICIO CAPITAL MANAGEMENT LLC
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77
SECURITIES AND EXCHANGE COMMISSION v. Walker
as 5:2019cv00097
Defendant:
DALE M WALKER
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 12 U.S.C. § 22
SECURITIES AND EXCHANGE COMMISSION v. ADAMS et al
as 5:2018mc00005
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
ARTHUR LAMAR ADAMS and TIMBER PROPERTIES LLC
SECURITIES AND EXCHANGE COMMISSION v. ARISEBANK et al
as 5:2018mc00002
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
ARISEBANK, JARED SR RICE and STANLEY FORD
SECURITIES AND EXCHANGE COMMISSION v. EDWARDS et al
as 5:2017mc00001
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
DWAYNE EDWARDS , TODD BARKER , SENIOR SOLUTIONS OF SOCIAL CIRCLE LLC and others
Receiver:
DEREK PIERCE
SECURITIES AND EXCHANGE COMMISSION v. TORCHIA et al
as 5:2016mc00007
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
JAMES A TORCHIA , CREDIT NATION CAPITAL LLC , CREDIT NATION ACCEPTANCE LLC and others
SECURITIES AND EXCHANGE COMMISSION v. AEQUITAS MANAGEMENT et al
as 5:2016mc00003
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
AEQUITAS MANAGEMENT LLC, AEQUITAS HOLDINGS LLC, AEQUITAS COMMERCIAL FINANCE LLC and others
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