Cases 1 - 6 of 6
Eugene Kim v. FINRA
as 23-7136
Plaintiff / Appellant:
Eugene H. Kim
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee:
United States of America
Susan Seltzer v. FINRA
as 23-7126
Plaintiff / Appellant:
Susan Seltzer
Defendant / Appellee:
Financial Industry Regulatory Authority
Alpine Securities Corporation, et al v. Financial Industry Regulatory Authority, Inc.
as 23-5129
Plaintiff / Appellant:
Alpine Securities Corporation
Plaintiff / Appellee:
Scottsdale Capital Advisors Corporation
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority
Intervenor Defendant / Appellee:
United States of America
Scottsdale Capital Advisors v. FINRA
as 19-7073
Defendant / Appellee:
Financial Industry Regulatory Authority
Plaintiff / Appellant:
Scottsdale Capital Advisors Corporation
Cary Peterson v. Foster Garvey P.C., et al
as 20-5058
Defendant / Appellee:
Steven V. Finnen, A U.S. citizen residing in Micronesia, William Jaynes, Owner of K-Press, Seton Hall University, "SHU", a non-governmental organization located in New Jersey and others
Plaintiff / Appellant:
Cary Lee Peterson
Thaddeus North, et al v. Smarsh, Inc., et al
as 17-7120
Plaintiff - Appellant:
Thaddeus J. North and Mark P. Pompeo
Defendant - Appellee:
Smarsh, Inc. and Financial Industry Regulatory Authority
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