Cases 1 - 10 of 15
Eugene Kim v. FINRA
as 23-7136
Plaintiff / Appellant:
Eugene H. Kim
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc.
Intervenor / Appellee:
United States of America
Susan Seltzer v. FINRA
as 23-7126
Plaintiff / Appellant:
Susan Seltzer
Defendant / Appellee:
Financial Industry Regulatory Authority
LEBENTAL v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv03119
Plaintiff:
SIDNEY LEBENTAL
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
KIM v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv02420
Plaintiff:
EUGENE H. KIM
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Amicus Curiae:
SECURITIES EXCHANGES, NATIONAL FUTURES ASSOCIATION, CME GROUP INC. and others
Intervenor:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 1331 Fed. Question
Alpine Securities Corporation, et al v. Financial Industry Regulatory Authority, Inc.
as 23-5129
Plaintiff / Appellant:
Alpine Securities Corporation
Plaintiff / Appellee:
Scottsdale Capital Advisors Corporation
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority
Intervenor Defendant / Appellee:
United States of America
SCOTTSDALE CAPITAL ADVISORS CORPORATION et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv01506
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor Defendant:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
Scottsdale Capital Advisors v. FINRA
as 19-7073
Defendant / Appellee:
Financial Industry Regulatory Authority
Plaintiff / Appellant:
Scottsdale Capital Advisors Corporation
LIVIZ v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 1:2020cv01771
Plaintiff:
ILYA LIVIZ
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Cause Of Action: 15 U.S.C. § 1
Cary Peterson v. Foster Garvey P.C., et al
as 20-5058
Defendant / Appellee:
Steven V. Finnen, A U.S. citizen residing in Micronesia, William Jaynes, Owner of K-Press, Seton Hall University, "SHU", a non-governmental organization located in New Jersey and others
Plaintiff / Appellant:
Cary Lee Peterson
SCOTTSDALE CAPITAL ADVISORS CORPORATION v. FINANCIAL INDUSTRY REGULATORY AUTHORITY
as 1:2018cv02973
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION
Cause Of Action: 28 U.S.C. § 1332
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