Cases 111 - 120 of 232
United States Securities and Exchange Commission v. Jensen
as 1:2017cv05563
Defendant:
Brian C. Jensen
Plaintiff:
United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commis v. Amerindo Investment Advisors
as 17-2681
Plaintiff - Appellee:
United States Securities and Exchange Commission
Claimant - Appellant:
Alfred C. Heitkoenig, Elna Charlotte Olga and Maakie Heitkoenig
Defendant:
Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
United States Securities and Exchange Commission v. Rivas et al
as 1:2017cv06192
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Daniel Rivas, James Moodhe, Roberto Rodriguez and others
Cause Of Action: 12 U.S.C. § 22
United States Securities and E v. Amerindo Investment Advisors
as 17-2541
Plaintiff - Appellee:
United States Securities and Exchange Commission
Intervenor:
James Stableford
Defendant - Appellant:
Alberto William Vilar, Gary Alan Tanaka, Amerindo Investment Advisors, Inc. and others
United States Securities and E v. Amerindo Investment Advisors
as 17-2537
Plaintiff - Appellee:
United States Securities and Exchange Commission
Claimant - Appellant:
Lisa Mayer and Debra Mayer
Defendant:
Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
Intervenor:
James Stableford
Securities & Exchange Commissi v. Illarramendi
as 17-2551
Plaintiff:
Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp.
Plaintiff - Appellee:
United States Securities and Exchange Commission
Defendant:
Michael Kenwood Asset Management, LLC, Michael Kenwood Capital Management, LLC, MK Energy and Infrastructure, LLC and others
Defendant - Appellant:
Francisco Illarramendi
Securities & Exchange Commissi v. Illarramendi
as 17-2551
Defendant:
Highview Point Master Fund, LTD., Highview Point LP, Michael Kenwood Capital Management, LLC and others
Plaintiff:
Fractal Fund Management, Ltd., Fractal P Holding, Ltd. and Rowberrow Trading Corp.
Defendant / Appellant:
Francisco Illarramendi
Appellee:
John J. Carney
Plaintiff / Appellee:
United States Securities and Exchange Commission
United States Securities and E v. Amerindo Investment Advisors
as 17-2534
Plaintiff - Appellee:
United States Securities and Exchange Commission
Claimant - Appellant:
Paul Marcus, Lisa Mayer, Debra Mayer and others
Defendant - Appellant:
Amerindo Investment Advisors, Inc., Alberto William Vilar, Gary Alan Tanaka and others
United States Securities and E v. Olin
as 17-2394
Plaintiff - Appellee:
United States Securities and Exchange Commission
Appellant:
American Bank & Trust Company
Defendant - Appellee:
Robert Olins and Argyle Capital Management Corporation
Securities and Exchange Commis v. Bronson
as 17-2096
Plaintiff - Appellee:
United States Securities and Exchange Commission
Defendant - Appellant:
Edward Bronson, E-Lionheart Associates, LLC, DBA Fairhills Capital, Inc. and Fairhills Capital, Inc.
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
