Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Fourth Circuit
Cases 41 - 50 of 67
Roy Williams v. Kenny Habul
as 12-1032
Plaintiff - Appellant: ROY WILLIAMS
Defendant - Appellee: KENNY CHARLES E. HABUL and CORNELIUS ONE, LLC
Eun Kim v. Parcel K- Tudor Hall Farm LLC
as 11-2298
Plaintiff - Appellee: EUN O. KIM, AMY HSIANG-CHI TONG, CHIN KIM and others
Defendant - Appellant: PARCEL K- TUDOR HALL FARM LLC
Defendant: DOUGLAS A. NYCE and NYCE AND CO., INC.
Eun Kim v. Parcel K- Tudor Hall Farm LLC We have downloadable decisions or orders for this case
as 11-2274
Plaintiff - Appellant: EUN O. KIM, AMY HSIANG-CHI TONG, CHIN KIM and others
Defendant - Appellee: PARCEL K- TUDOR HALL FARM LLC
Defendant: DOUGLAS A. NYCE and NYCE AND CO., INC.
Robert Brockway v. Evergreen International Trust We have downloadable decisions or orders for this case
as 11-1547
Plaintiff - Appellant: ROBERT BROCKWAY, individually and on behalf of all others similarly situated
Plaintiff: CARL KIRCHER, individually and on behalf of all others similarly situated
Defendant - Appellee: PUTNAM FUNDS TRUST, a business trust, PUTNAM INVESTMENT MANAGEMENT, LLC, EVERGREEN INTERNATIONAL TRUST, a business trust and others
Lawrence Glaser v. Enzo Biochem, Inc. We have downloadable decisions or orders for this case
as 11-1439
Plaintiff - Appellant: LAWRENCE F. GLASER, individually and on behalf of Kimberly, Erin, Hannah and Benjamin Glaser
Plaintiff: MAUREEN GLASER, individually and on behalf of Kimberly, Erin, Hannah and Benjamin Glaser
Defendant - Appellee: ENZO BIOCHEM, INCORPORATED, HEIMAN GROSS, BARRY WEINER and others
Defendant: RICHARD KEATING, DOUG YATES and JOHN DOE, 1-50
Exmovere Holdings, Inc. v. Anita Tipler
as 11-1208
Plaintiff - Appellant: EXMOVERE HOLDINGS, INCORPORATED, DAVID BYCHKOV and CHEYENNE CROW
Defendant - Appellee: ANITA C. TIPLER
In re: Excelsior, at al
as 10-2048
Movant: JONATHAN LEE RICHES
Movant - Appellant: PATRICK J. SIMPSON and DANIEL ANTHONY WEYMOUTH
Gary Ellis v. Grant Thornton LLP We have downloadable decisions or orders for this case
as 10-1509
Plaintiff - Appellee: GARY ELLIS
Defendant - Appellant: GRANT THORNTON LLP
SEC v. Leonard Forrest
as 10-1284
Plaintiff - Appellee: SECURITIES & EXCHANGE COMMISSION
Defendant - None: ALBERT E. PARISH, JR., PARISH ECONOMICS LLC and SUMMERVILLE HARD ASSETS LLC
Creditor - None: BANK OF AMERICA NA
Intervenor - Appellant: LEONARD FORREST
Party-in-Interest - Appellee: S GREGORY HAYS, RECEIVER
Party-in-Interest - None: BANK OF AMERICA NA, BATTERY WEALTH MANAGEMENT LLC, BANK OF SOUTH CAROLINA and others
Gloria Steinberg v. Janus Capital Management, LLC We have downloadable decisions or orders for this case
as 10-1207
Plaintiff - Appellant: GLORIA STEINBERG, MICHAEL GAINES, SHARON GAINES and others
Plaintiff: JANUS MERCURY FUND and JANUS INVESTMENT FUND
Defendant - Appellee: JANUS CAPITAL MANAGEMENT, LLC, JANUS CAPITAL GROUP, INCORPORATED, CIBC WORLD MARKETS and others
Defendant - None: CANARY CAPITAL PARTNERS, LLC, CANARY INVESTMENT MANAGEMENT, LLC, CANARY CAPITAL PARTNERS, LLC and others

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