Cases 1 - 10 of 153
U.S. Securities and Exchange Commission v. Pison Stream Solutions, Inc. et al.
as 1:2024cv00816
Plaintiff:
Securities and Exchange Commission
Defendant:
Pison Stream Solutions, Inc., Joseph James, Jr., Genacts LLC and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Motil, et al.
as 1:2023cv01853
Plaintiff:
Securities and Exchange Commission
Defendant:
Matthew M. Motil, North Shore Equity Sales, LLC doing business as Marie Paul Company, North Shore Equity Management, LLC and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Thayer
as 1:2023cv00362
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Patrick N Thayer
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Thomas et al
as 3:2023cv00459
Plaintiff:
Securities and Exchange Commission
Defendant:
Clayton R. Thomas and Personalized Healthcare Solution, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Chandran et al
as 4:2023cv10017
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie and others
Securities and Exchange Commission v. McKinley et al
as 1:2022cv12326
Plaintiff:
Securities and Exchange Commission
Defendant:
Mark McKinley, JumpStart Equity, LLC and Paystr, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Swaffer et al
as 1:2022cv01554
Plaintiff:
Securities and Exchange Commission
Defendant:
Kris Swaffer, Sean K. Williams, POHIH, Inc. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Anderson
as 3:2022mc00008
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
Stephen Brandon Anderson
Cause Of Action: 15 U.S.C. § 80 Investment Company Act
Securities and Exchange Commission v. Murray
as 5:2022cv01329
Plaintiff:
Securities and Exchange Commission
Defendant:
Robert L. Murray, Jr.
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
United States Securities and Exchange Commission v. Middlebrooks et al
as 2:2022cv11073
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Andrew M. Middlebrooks, EIA All Weather Alpha Fund I Partners, LLC, EIA All Weather Alpha Fund I, LP and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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