Cases 1 - 10 of 25
Simms v. Charles R Schwab et al
as 3:2019cv05642
Defendant:
John Doe, Schwab Employees, Walter W Bettinger, II and others
Plaintiff:
Daniel Jerimiah Simms
Cause Of Action: 28 U.S.C. § 1331
Michael Dorman v. The Charles Schwab Corporation, et al
as 18-15281
Plaintiff - Appellee:
MICHAEL F. DORMAN, individually as a participant in the SCHWAB PLAN RETIREMENT SAVINGS AND INVESTMENT PLAN and on behalf of a class of all those similarly situated
Defendant - Appellant:
THE CHARLES SCHWAB CORPORATION, CHARLES SCHWAB & CO., INC., SCHWAB RETIREMENT PLAN SERVICES, INC. and others
Cristo v. The Charles Schwab Corporation et al
as 3:2017cv01843
Plaintiff:
Constantine Gus Cristo
Defendant:
The Charles Schwab Corporation, Schwab Holdings, Inc., Charles Schwab & Co., Inc. and others
Cause Of Action: 12 U.S.C. § 3410
Severson v. Charles Schwab Corporation, et al
as 3:2017cv00285
Defendant:
Charles Schwab & Co. Inc. , The Charles Schwab Corporation , Schwab Retirement Plan Services Inc. and others
Plaintiff:
Christopher W. Severson
Cause Of Action: 29 U.S.C. § 1001
Dorman v. Charles Schwab Corporation, et al
as 4:2017cv00285
Plaintiff:
Severson, Christopher W. Severson and Michael F. Dorman
Defendant:
Charles Schwab & Co. Inc, Martha Tuma, C. Dawn Rorig and others
Cause Of Action: 29 U.S.C. § 1001
Northstar Financial Advisors, v. Schwab Investments, et al
as 11-17187
Plaintiff - Appellant:
NORTHSTAR FINANCIAL ADVISORS, INC., on behalf of itself and all others similarly situated
Defendant - Appellee:
SCHWAB INVESTMENTS, MARIANN BYERWALTER, DONALD F. DORWARD and others
Securities And Exchange Commission v. Charles Schwab Investment Management Inc. et al
as 3:2011cv00136
Plaintiff:
Securities And Exchange Commission
Defendant:
Charles Schwab Investment Management Inc. , Charles Schwab & Co. Inc. and Schwab Investments
Cause Of Action: 15 U.S.C. § 77
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Peate v. Charles Schwab Investment Management, Inc. et al
as 3:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
Peate v. Charles Schwab Investment Management, Inc. et al
as 4:2010cv05267
Plaintiff:
Garfield Peate
Defendant:
Charles Schwab Investment Management, Inc., Schwab Investments and Charles Schwab & Co., Inc.
Cause Of Action: 28 U.S.C. § 1332
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