Securities/Commodities/Exchanges Cases filed in Massachusetts
Cases 11 - 20 of 22
Plaintiff v. Defendant
as 1:2018cv12451
Defendant: Plaintiff v. Defendant
Plaintiff: Plaintiff v. Defendant
Intervenor: Plaintiff v. Defendant
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Rosenblatt v. Keryx Biopharmaceuticals, Inc et al
as 1:2018cv12205
Defendant: Alpha Therapeutics Merger Sub, Kevin J. Cameron, Daniel P. Regan and others
Plaintiff: Jordan Rosenblatt
Cause Of Action: 28 U.S.C. § 1331
Wang v. Foundation Medicine, Inc. et al
as 1:2018cv11435
Defendant: Sandra Horning, Daniel O'Day, Troy Cox and others
Plaintiff: Elaine Wang
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. DFRF Enterprises LLC et al We have downloadable decisions or orders for this case
as 1:2015cv12857
Plaintiff: Securities and Exchange Commission
Defendant: DFRF Enterprises, LLC, Daniel Fernandes Rojo Filho, Wanderley M. Dalman and others
Cause Of Action: 15 U.S.C. § 78
Securities and Exchange Commission v. Thibeault et al We have downloadable decisions or orders for this case
as 1:2015cv10050
Plaintiff: Securities and Exchange Commission
Defendant: Daniel Thibeault , GL Captial Partners LLC, GL Investments Services LLC and others
Intervenor: U.S. Department of Justice
Cause Of Action: 15 U.S.C. § 78
Baradarian v. Sarepta Therapeutics, Inc. et al
as 1:2014cv10225
Plaintiff: Daniel Baradarian
Defendant: Sarepta Therapeutics, Inc., Chris Garabedian, Sandy Mahatme and others
Cause Of Action: 15 U.S.C. § 78
Smith v. The First Marblehead Corporation et al We have downloadable decisions or orders for this case
as 1:2013cv12121
Plaintiff: Ryan M. Smith, Atlas Capital Management, L.P., Atlas Capital, L.P. and others
Defendant: The First Marblehead Corporation, Daniel Meyers and Kenneth Klipper
Cause Of Action: 15 U.S.C. § 77
Li v. Quantum Technology Group LLC et al
as 1:2013cv11119
Plaintiff: Lian Ying Li
Defendant: Quantum Technology Group LLC and Daniel Forte
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Norfolk County Retirement System v. American Superconductor Corp. et al
as 1:2011cv10849
Plaintiff: Norfolk County Retirement System , Steamship Trade Association/International Longshoremen's Pension Benefit Fund , Profits Only LLC and others
Defendant: American Superconductor Corp., Gregory J. Yurek, David Henry and others
Movant: Steamfitters Local 449 Pension Fund , Employees Retirement System of the City of St. Louis and Plumbers and Pipefitters National Pension Fund
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. O'Riordan
as 1:2010cv10550
Plaintiff: Securities and Exchange Commission
Defendant: Daniel O'Riordan
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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