Securities/Commodities/Exchanges Cases filed in Arizona
Greenwich Investment Management Incorporated v. Harvest Gold Silica Incorporated et al
as 2:2021cv01794
Defendant: EEE Holdings LLC, Harvest Gold Silica Incorporated, Vast Mountain Development Incorporated and others
Plaintiff: Greenwich Investment Management Incorporated
United States Securities and Exchange Commission v. Janus Spectrum LLC et al We have downloadable decisions or orders for this case
as 2:2015cv00609
Defendant: Janus Spectrum LLC, David Alcorn, Kent Maerki and others
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Martinez v. Edward D. Jones & Company
as 2:2014cv00179
Plaintiff: Lisa Martinez
Defendant: Edward D. Jones & Company
Cause Of Action: 15 U.S.C. § 78
United States Securities and Exchange Commission v. Stebbins et al
as 2:2013cv00755
Defendant: Jeffrey Stebbins and Corbin Jones
Plaintiff: United States Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Covin et al v. Robert W. Baird & Co., Inc. et al
as 3:2009cv08174
Plaintiff: Ronald Covin, Bernard Patterson, Allen Patzke and others
Defendant: Robert W. Baird & Co., Inc., M.L. Stern & Co., LLC, Edward Jones, L.P. and others
Cause Of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Allstate Insurance Company v. Robert W. Baird & Co. Incorporated et al
as 2:2009cv01962
Plaintiff: Allstate Insurance Company
Defendant: Robert W. Baird & Co. Incorporated, M.L. Stern & Co., LLC, Edward Jones, L.P. and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Allstate Life Insurance Company v. Robert W. Baird & Co. Inc., et al. We have downloadable decisions or orders for this case
as 3:2009cv08162
Plaintiff: Allstate Life Insurance Company, Allstate Life Insurance Company, Allstate Life Insurance Company and others
Defendant: Robert W. Baird & Co., Inc., M.L. Stern & Co., LLC, Edward Jones, L.P. and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Karpov v. Insight Enterprises Inc et al
as 2:2009cv00856
Plaintiff: Dimitriy Karpov, Dimitriy Karpov, Dimitriy Karpov and others
Defendant: Insight Enterprises Inc, Timothy A Crown, Richard A. Fennessy and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Dillen v. Insight Enterprises, Inc., et al
as 2:2009cv00724
Defendant: Insight Enterprises, Inc., Richard A. Fennessy, Timothy A. Crown and others
Plaintiff: Robert S. Dillen
Cause Of Action: Federal Question

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