Securities/Commodities/Exchanges Cases
Cases 1 - 10 of 13
The Alger Funds et al v. Signet Jewelers Limited et al
as 1:2019cv02758
Defendant: Mark Light, Ronald Ristau, Virginia C. Drosos and others
Plaintiff: Alger SMid Cap Focus Portfolio, Alger Capital Appreciation Portfolio, Alger Dynamic Opportunities Fund (Alger Funds II) and others
In Re: Petrobras Securities
as 18-2324
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and Jonathan Messing, individually and on behalf of all other similarly situated
Appellant: Pomerantz LLP
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Theodore Marshall Helms and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
In Re: Petrobras Securities
as 18-2324
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Appellant: Pomerantz LLP
Defendant / Appellee: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Theodore Marshall Helms and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
In Re: Petrobras Securities
as 18-2276
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Universities Superannuation Scheme Limited, Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and others
Appellant: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, Jose Sergio Gabrielli, Silvio Sinedino Pinheiro and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Objector - Appellant: Spencer Bueno
In Re: Petrobras Securities
as 18-2270
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Universities Superannuation Scheme Limited, Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and others
Appellant: Mathis B. Bishop, Catherine O. Bishop, Joseph Gielata and others
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, Jose Sergio Gabrielli, Silvio Sinedino Pinheiro and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Objector: Spencer Bueno
In Re: Petrobras Securities
as 18-2120
Plaintiff: Aura Capital Ltd., Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Universities Superannuation Scheme Limited, Peter Kaltman, individually and on behalf of all others similarly situated, Union Asset Management Holding AG and others
Appellant: Pomerantz LLP
Defendant - Appellee: Petroleo Brasileiro S.A. Petrobras, Jose Sergio Gabrielli, Silvio Sinedino Pinheiro and others
Defendant: Mariangela Mointeiro Tizatto, Josue Christiano Gome Da Silva, Daniel Lima De Oliveira and others
Appellee: William Thomas Haynes, as trustee for the benefit of W. Thomas and Katherine Haynes Irrevocable Trust for the benefit of Sara L. Haynes
Appellant-Cross-Appellee: Spencer Bueno, Joseph Gielata, Richard Gielata and others
EQUITY TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR T. ROWE PRICE GLOBAL EQUITY FUND et al v. VALEANT PHARMACEUTICALS INTERNATIONAL, INC. et al
as 3:2016cv06127
Plaintiff: EQUITY TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR T. ROWE PRICE GLOBAL EQUITY FUND , VOYA PARTNERS, INC. , JNL SERIES TRUST and others
Defendant: VALEANT PHARMACEUTICALS INTERNATIONAL, INC. , J. MICHAEL PEARSON , HOWARD B SCHILLER and others
Cause Of Action: 15 U.S.C. § 78
IN RE: Petrobras Securities We have downloadable decisions or orders for this case
as 16-1914
Plaintiff: Peter Kaltman, individually and on behalf of all others similarly situated, Dimensional Emerging Markets Value Fund, DFA Investment Dimensions Group Inc., on behalf of its series Emerging Markets Core Equity Portfolio and others
Plaintiff - Appellee: Universities Superannuation Scheme Limited, Employees Retirement System of the State of Hawaii and North Carolina Department of State Treasurer
Defendant: Jose Sergio Gabrielli, Silvio Sinedino Pinheiro, Paulo Roberto Costa and others
Defendant - Appellant: Petroleo Brasileiro S.A. Petrobras, BB Securities Ltd., Merrill Lynch, Pierce, Fenner & Smith Incorporated and others
Amicus Curiae: Securities Industry and Financial Markets Association, Securities Industry and Financial Markets Association, Chamber of Commerce of the United States of America and others
POTTER v. VALEANT PHARMACEUTICALS INTERNATIONAL, INC. et al We have downloadable decisions or orders for this case
as 3:2015cv07658
Petitioner: Miami Fire Fighters' and Police Officers' Retirement Trust, Paul Alvater, California Public Employees Retirement System and others
Consolidated Plaintiff: MULTI-STRATEGY MASTER FUND LIMITED, BLACKROCK CREDIT ALPHA MASTER FUND, L.P., LORD ABBETT BOND-DEBENTURE FUND, INC. and others
Defendant: THEO MELAS-KYRIAZI, PHILIDOR NETWORK ENTITIES, VALEANT PHARMACEUTICALS INTERNATIONAL, INC. and others
Plaintiff: TIMBER HILL LLC, LAURA POTTER and CITY OF TUCSON TOGETHER WITH AND ON BEHALF OF THE TUCSON SUPPLEMENTAL RETIREMENT SYSTEM
Special Master: HON. DENNIS M. CAVANAUGH, RET.
Not Classified By Court: Cathy Lochridge
Amicus Curiae: Securities Industry and Financial Markets Association
Lead Plaintiff: TIAA-CREF
Cause Of Action: 15 U.S.C. § 78
Pimco Funds: Pimco Total Return Fund et al v. Petroleo Brasileiro S.A. et al
as 1:2015cv08192
Defendant: Marcos Antonio Zacarias, Daniel Lima De Oliveira, Josue Christiano Gomes Da Silva and others
Plaintiff: Pimco Total Return Collective Trust, Pimco Luxembourg Trust, CommoditiesPlus Strategy Fund, PIMCO Funds: Global Investors Series plc, Global Multi-Asset Fund and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act

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