Cases 1 - 10 of 27
UBS Financial Services Inc., et al v. Fidalgo-Gutierrez, et al
as 23-1935
Plaintiff / Appellant:
UBS FINANCIAL SERVICES INC. and UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
Defendant / Appellee:
EUGENIA FIDALGO-GUTIERREZ, MERCEDES FIDALGO-GUTIERREZ and FIDALGO GUTIERREZ HOLDING CORP.
UBS Financial Services Incorporated of Puerto Rico v. Efron
as 1:2022cv23924
Plaintiff:
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
Defendant:
DAVID EFRON
Cause Of Action: 28 U.S.C. § 1441 Notice of Removal
Popular Securities LLC v. Trinidad Garcia et al
as 3:2021cv01564
Petitioner:
Popular Securities LLC
Respondent:
Juan Felix Trinidad Garcia, Juan Felix Trinidad Rodriguez, Wells Fargo Advisors LLC and others
Cause Of Action: 9 U.S.C. § 9
UBS Financial Services Inc. et al v. Fidalgo-Gutierrez et al
as 3:2021cv01277
Defendant:
Eugenia Fidalgo-Gutierrez, Mercedes Fidalgo-Gutierrez and Fidalgo Gutierrez Holding Corp.
Plaintiff:
UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services Inc.
Cause Of Action: 09 U.S.C. § 0010
Asc. Empl. del Est. Libre Aso. v. UBS Financial Services, Inc., et al
as 20-1238
Defendant / Appellee:
UBS FINANCIAL SERVICES INC., UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO and UBS TRUST COMPANY OF PUERTO RICO
Plaintiff / Appellant:
ASOCIACION DE EMPLEADOS DEL ESTADO LIBRE ASOCIADO DE PUERTO RICO
UBS Financial Services Inc., et al v. Ass'n de Empleados del Estado
as 20-1237
Petitioner:
UBS FINANCIAL SERVICES INC.
Plaintiff / Appellant:
ASOCIACION DE EMPLEADOS DEL ESTADO LIBRE ASOCIADO DE PUERTO RICO
Defendant / Appellee:
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO and UBS TRUST COMPANY OF PUERTO RICO
Efron v. UBS Financial Services Incorporated of Puerto Rico et al
as 3:2019cv01575
Defendant:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Plaintiff:
David Efron
Cause Of Action: 18 U.S.C. § 1961
ERROR-NOT USED
as 3:2017cv01694
Petitioner:
UBS Fianancial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Respondent:
Luis Cummings-Carrero and Caribbean Anesthesia Society
Cause Of Action: 09 U.S.C. § 1
UBS Financial Services, Inc. et al v. Cummings-Carrero et al
as 3:2017cv01695
Petitioner:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Respondent:
Luis Cummings-Carrero and Caribbean Anesthesia Society
Counter_claimant:
Caribbean Anesthesia Society and Luis Cummings-Carrero
Counter_defendant:
UBS Financial Services Incorporated of Puerto Rico and UBS Financial Services, Inc.
Cause Of Action: 09 U.S.C. § 1
In Re: FINRA Arbitration 15-01455
as 3:2017mc00164
Claimant:
Omega Engineering, LLC, OESE Holding, Inc. and Grupo Desarrollador de Diego, Inc.
Respondent:
UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Cause Of Action: 99 U.S.C. § 9999
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