Cases 11 - 20 of 137
Securities and Exchange Commission v. Susoeff et al
as 2:2023cv00173
Plaintiff:
Securities and Exchange Commission
Defendant:
Steven J. Susoeff and Steve Susoeff, LLC doing business as Meritage Financial Group
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
United States Securities and Exchange Commission v. Alpine Securities Corporation et al
as 2:2022cv01279
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Alpine Securities Corporation, Joseph Walsh and Christopher Doubek
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Barton et al
as 2:2022ms00054
Defendant:
Haoqiang Fu, Timothy Barton, Carnegie Development LLC and others
Plaintiff:
Securities and Exchange Commission
United States Securities and Exchange Commission v. Thompson et al
as 2:2022cv01609
Plaintiff:
United States Securities and Exchange Commission
Defendant:
James R. Thompson, Barry D. Loveless and James A. Mylock, Jr.
United States Securities and Exchange Commission v. CapSource, Inc. et al
as 2:2020cv02303
Defendant:
Gregory P Herlean, CapSource, Inc. and Stephen J Byrne
Plaintiff:
Securities and Exchange Commission
Interested Party:
Geoff Winkler
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Slattery et al
as 2:2022cv00715
Plaintiff:
Securities and Exchange Commission
Defendant:
Derek J. Slattery and TradeSmart Software RIC Corporation
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission v. Harbor City Capital Corp. et al
as 2:2021ms00168
Plaintiff:
Securities and Exchange Commission
Defendant:
Harbor City Capital Corp., Harbor City Ventures, LLC, HCCF-1 LLC and others
Receiver:
Katherine C. Donlon
Securities and Exchange Commission v. Live Ventures Incorporated et al
as 2:2021cv01433
Defendant:
JanOne Inc., John Isaac, Live Ventures Incorporated and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Navellier & Associates, Inc. et al v. Securities and Exchange Commission
as 3:2021cv00395
Plaintiff:
Navellier & Associates, Inc. and Louis Navellier
Defendant:
Securities and Exchange Commission
Cause Of Action: 28 U.S.C. § 1331
Securities and Exchange Commission v. Bauman
as 2:2021cv01651
Plaintiff:
Securities and Exchange Commission
Defendant:
Frederick Bauman
Cause Of Action: 12 U.S.C. § 22
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