Cases 21 - 30 of 8,841
Securities and Exchange Commission v. Weiss et al
as 1:2024cv06988
Plaintiff:
Securities and Exchange Commission
Defendant:
Grainne M. Coen and Joshua A. Weiss
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Roberts
as 1:2024cv06990
Defendant:
Paul D. Roberts
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Securities and Exchange Commission v. Nannini et al
as 1:2024cv23531
Plaintiff:
Securities and Exchange Commission
Defendant:
Francisco Tonarely, Mauro Nannini, Alejandro Thermiotis and others
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
SECURITIES AND EXCHANGE COMMISSION v. CAMPO
as 1:2024cv02198
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
JUAN CAMPO and JOHN CAMPO
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Securities and Exchange Commission et al v. Patel et al
as 1:2024cv06405
Defendant:
Marg Patel, Robert Horowitz and Chintankumar Bhatt
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Jones
as 5:2024cv01560
Defendant:
Charles E. Jones
Plaintiff:
U.S. Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
SEC, et al v. Equitybuild, Inc., et al
as 24-2217
Appellee:
KEVIN B. DUFF
Defendant:
EQUITYBUILD FINANCE, LLC and EQUITYBUILD, INC.
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Appellant:
AMARK INVESTMENT TRUST
SEC, et al v. Kevin Duff, et al
as 24-2254
Defendant:
EQUITYBUILD, INC. and EQUITYBUILD FINANCE, LLC
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Appellant:
SHATAR CAPITAL PARTNERS
Appellee:
KEVIN B. DUFF
SECURITIES AND EXCHANGE COMMISSION v. ORLANDO
as 1:2024cv02097
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
Patrick Orlando
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
U.S. Securities and Exchange Commission v. Ward
as 1:2024cv00327
Plaintiff:
U.S. Securities and Exchange Commission
Defendant:
James O Ward, Jr.
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
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