Cases 31 - 40 of 225
SCHWARTZ v. SECURITIES AND EXCHANGE COMMISSION
as 2:2021cv20016
Plaintiff:
PETER SCHWARTZ
Defendant:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 05 U.S.C. § 702
SECURITIES AND EXCHANGE COMMISSION v. KENNETH A. WELSH
as 2:2021cv19387
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
KENNETH A. WELSH
SECURITIES AND EXCHANGE COMMISSION v. REGE et al
as 3:2021cv19313
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant:
SWAPNIL J. REGE, SWAPSTAR CAPITAL LLC and REEMA REGE
Cause Of Action: 12 U.S.C. § 22
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CICCONE et al
as 2:2021cv17768
Plaintiff:
U.S. SECURITIES AND EXCHANGE COMMISSION and UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
GREGORY CICCONE, PLATINUM TRAVEL AND ENTERTAINMENT, L.L.C., PLATINUM ENTERPRISES & CONCIERGE SERVICES, INC. and others
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. GU et al
as 2:2021cv17578
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:
SUYUN GU and Yong Lee
Cause Of Action: 15 U.S.C. § 77
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. OUTDOOR CAPITAL PARTNERS, LLC et al
as 2:2021cv13813
Defendant:
SAMUEL J. MANCINI, OUTDOOR CAPITAL PARTNERS, LLC, SAMUEL J. GAMEL and others
Plaintiff:
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION v. PRINCETON ALTERNATIVE FUNDING LLC et al
as 3:2021cv12971
Defendant:
John Cook, Jr., PRINCETON ALTERNATIVE FUNDING LLC, MICROBILT CORPORATION and others
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION v. GEROMINI
as 1:2021cv12880
Defendant:
JOSEPH GEROMINI
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 15 U.S.C. § 77
SECURITIES AND EXCHANGE COMMISSION v. HAMID et al
as 2:2021cv12542
Defendant:
ALI ASIF HAMID, MICHAEL GIETZ and CRISTINE PAGE
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Cause Of Action: 12 U.S.C. § 22
SECURITIES AND EXCHANGE COMMISSION v. SALZANO
as 2:2021cv12189
Defendant:
THOMAS NICHOLAS SALZANO
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Intervenor:
United States
Cause Of Action: 15 U.S.C. § 77
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
