Cases 1 - 10 of 28
Alpine Securities Corporation v. National Securities Clearing Corporation, et al
as 24-4027
Plaintiff:
ALPINE SECURITIES CORPORATION, a Utah corporation
Defendant:
NATIONAL SECURITIES CLEARING CORPORATION, THE DEPOSITORY TRUST AND CLEARING, THE DEPOSITORY TRUST & CLEARING CORPORATION and others
Intervenor:
UNITED STATES OF AMERICA
Alpine Securities Corporation v. National Securities Clearing et al
as 2:2023cv00782
Plaintiff:
Alpine Securities Corporation
Defendant:
National Securities Clearing and The Depository Trust and Clearing
Not Classified By Court:
United States of America
Alpine Securities Corporation, et al v. Financial Industry Regulatory Authority, Inc.
as 23-5129
Plaintiff / Appellant:
Alpine Securities Corporation
Plaintiff / Appellee:
Scottsdale Capital Advisors Corporation
Defendant / Appellee:
Financial Industry Regulatory Authority, Inc. and Financial Industry Regulatory Authority
Intervenor Defendant / Appellee:
United States of America
SCOTTSDALE CAPITAL ADVISORS CORPORATION et al v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
as 1:2023cv01506
Plaintiff:
SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Intervenor Defendant:
UNITED STATES OF AMERICA
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
The Hurry Family Revocable Trust, et al v. Christopher Frankel
as 23-10368
Plaintiff / Appellant:
THE HURRY FAMILY REVOCABLE TRUST, SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant / Appellee:
CHRISTOPHER FRANKEL
The Hurry Family Revocable Trust, et al v. Christopher Frankel
as 23-10365
Plaintiff / Appellee:
THE HURRY FAMILY REVOCABLE TRUST, SCOTTSDALE CAPITAL ADVISORS CORPORATION and ALPINE SECURITIES CORPORATION
Defendant / Appellant:
CHRISTOPHER FRANKEL
Not Classified By Court:
SERVICE
Alpine Securities Corporation v. SEC
as 22-9579
Petitioner:
ALPINE SECURITIES CORPORATION, a Utah corporation
Respondent:
SECURITIES AND EXCHANGE COMMISSION
Scottsdale Capital Advisors Corporation et al
as 8:2022cv02347
Plaintiff:
Scottsdale Capital Advisors Corporation and Alpine Securities Corporation
Defendant:
Financial Industry Regulatory Authority, Inc.
Intervenor Defendant:
United States of America
Cause Of Action: 28 U.S.C. § 2201 Constitutionality of State Statute(s)
United States Securities and Exchange Commission v. Alpine Securities Corporation et al
as 2:2022cv01279
Plaintiff:
United States Securities and Exchange Commission
Defendant:
Alpine Securities Corporation, Joseph Walsh and Christopher Doubek
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Alpine Securities Corporation v. United States of America
as 2:2021cv00683
Plaintiff:
Alpine Securities Corporation
Defendant:
United States of America
Cause Of Action: 26 U.S.C. § 7422 IRS: Refund Taxes
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