Cases 1 - 6 of 6
Hensley v. TD Ameritrade Inc et al
as 3:2023cv05159
Defendant:
Financial Industry Regulatory Authority, TD Ameritrade Inc, Waterhouse Securities Inc and others
Plaintiff:
Alain Hensley
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Guerrero et al v. Charles Schwab & Co Inc et al
as 2:2021cv00446
Claimant:
Peter Leon Guerrero, Emilie Dawson, Robert LaCanfora and others
Respondent:
Interactive Brokers, LLC and Charles Schwab & Co., Inc.
Defendant:
Charles Schwab & Co Inc and Interactive Brokers LLC
Plaintiff:
Shannon A McQuery, Stephen W Apt, Eugene T Rogers and others
Cause Of Action: 09 U.S.C. § 0009 Motion to Confirm Arbitration
Simms v. Charles R Schwab et al
as 3:2019cv05642
Defendant:
John Doe, Schwab Employees, Walter W Bettinger, II and others
Plaintiff:
Daniel Jerimiah Simms
Cause Of Action: 28 U.S.C. § 1331
Gragg et al v. Charles Schwab & Co., Inc.
as 3:2016cv05913
Defendant:
Charles Schwab & Co., Inc.
Plaintiff:
Nancy L Gragg , Heidi S Ritchey , Martin D Peoples and others
Cause Of Action: 28 U.S.C. § 1441
Charles Schwab & Co., Inc. v. Basilica Wealth Management, Inc. et al
as 2:2014cv00973
Plaintiff:
Charles Schwab & Co Inc
Defendant:
Basilica Wealth Management Inc and Christopher Canorro
Cause Of Action: 28 U.S.C. § 1332
CASE NUMBER NOT USED
as 2:2014cv00953
Plaintiff:
Charles Schwab & Co Inc
Defendant:
Basilica Wealth Management Inc and Christopher Canorro
Cause Of Action: 28 U.S.C. § 1332
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