Cases 1 - 10 of 32
Dorman v. Charles Schwab Corporation, et al
as 4:2017cv00285
Plaintiff:
Severson, Christopher W. Severson and Michael F. Dorman
Defendant:
Charles Schwab & Co. Inc, Martha Tuma, C. Dawn Rorig and others
Cause Of Action: 29 U.S.C. § 1001
Simms v. Charles R Schwab et al
as 3:2019cv05642
Defendant:
John Doe, Schwab Employees, Walter W Bettinger, II and others
Plaintiff:
Daniel Jerimiah Simms
Cause Of Action: 28 U.S.C. § 1331
Michael Dorman v. The Charles Schwab Corporation, et al
as 18-15281
Plaintiff - Appellee:
MICHAEL F. DORMAN, individually as a participant in the SCHWAB PLAN RETIREMENT SAVINGS AND INVESTMENT PLAN and on behalf of a class of all those similarly situated
Defendant - Appellant:
THE CHARLES SCHWAB CORPORATION, CHARLES SCHWAB & CO., INC., SCHWAB RETIREMENT PLAN SERVICES, INC. and others
Cristo v. The Charles Schwab Corporation et al
as 3:2017cv01843
Plaintiff:
Constantine Gus Cristo
Defendant:
The Charles Schwab Corporation, Schwab Holdings, Inc., Charles Schwab & Co., Inc. and others
Cause Of Action: 12 U.S.C. § 3410
Severson v. Charles Schwab Corporation, et al
as 3:2017cv00285
Defendant:
Charles Schwab & Co. Inc. , The Charles Schwab Corporation , Schwab Retirement Plan Services Inc. and others
Plaintiff:
Christopher W. Severson
Cause Of Action: 29 U.S.C. § 1001
Mbaku v. Charles Schwab & Co., Inc. et al
as 1:2015cv01301
Plaintiff:
Jolie Mbaku
Defendant:
Charles Schwab & Co., Inc., Charles Schwab Bank, National Association, Charles Schwab Bank and others
Cause Of Action: 42 U.S.C. § 2000
In re Charles Schwab Corp. Securities Litigation
as 3:2008cv01510
Plaintiff:
Mike Labins, James Coffin, David Mikelonis and others
Defendant:
The Charles Schwab Corporation, Charles Schwab & Co. Inc., Charles Schwab Investment Management Inc. and others
Respondent:
TD Ameritrade, Inc.
Petitioner:
Karen Cunningham, Mark Kale, Monte Lewis and others
Interested Party:
Robert Levin, Karl Kyzer and Barclays Capital Inc.
Amicus Curiae:
Investment Company Institute and U.S. Securities and Exchange Commission
Not Classified By Court:
Opt Out Parties, PrimeVest Financial Services Inc., Sterne, Agee & Leach, Inc. and others
Cause Of Action: 15 U.S.C. § 77
Securities And Exchange Commission v. Daifotis et al
as 3:2011cv00137
Plaintiff:
Securities And Exchange Commission
Defendant:
Kimon Daifotis and Randall Merk
Not Classified By Court:
Financial Industry Regulatory Authority, Inc.,
Intervenor:
Charles Schwab & Co., Inc., Schwab Investments, Charles Schwab Investment Management, Inc. and others
Cause Of Action: 15 U.S.C. § 78
Deutsche Bank Trust Company Americas et al v. Sowood Alpha Fund LP et al
as 1:2011cv09586
Plaintiff:
Deutsche Bank Trust Company Americas , Law Debenture Trust Company of New York and Wilmington Trust Company
Defendant:
Sowood Alpha Fund LP , Absolute Alpha Fund LLP, John Doe as owner of TMS/ITS Settlement Account for Agoralogos and others
Cause Of Action: 28 U.S.C. § 1441
Northstar Financial Advisors, v. Schwab Investments, et al
as 11-17187
Plaintiff - Appellant:
NORTHSTAR FINANCIAL ADVISORS, INC., on behalf of itself and all others similarly situated
Defendant - Appellee:
SCHWAB INVESTMENTS, MARIANN BYERWALTER, DONALD F. DORWARD and others
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