Securities/Commodities/Exchanges Cases filed in the Ninth Circuit Courts
Cases 1 - 10 of 15
Barkasi v. Autodesk, Inc. et al
as 4:2024cv02431
Plaintiff: Michael Barkasi
Defendant: Autodesk, Inc., Andrew Anagnost and Deborah Clifford
Clifford Rosen, et al v. Taylor Woods, et al
as 23-55618
Plaintiff / Appellee: CLIFFORD A. ROSEN, an individual and RONALD A. CHRISTENSEN, an individual
Defendant / Appellant: TAYLOR WOODS, an individual and JASON BIRT, an individual
Defendant: URBAN COMMONS, LLC, a Delaware limited liability company, URBAN COMMONS 6TH AVE SEATTLE, LLC, a Delaware limited liability company, URBAN COMMONS BATTERY PARK, LLC, a Delaware limited liability company and others
Ed Baeza et al v. Reliant Life Shares, LLC et al
as 2:2023cv00474
Plaintiff: Ed Baeza, Concepcion Baeza, Ansary Bassir and others
Defendant: Reliant Life Shares, LLC, RLS Financial Services, Inc., RMS Trust and others
Cause Of Action: 28 U.S.C. § 1441 - Notice of Removal - SEC Act
Clifford Rosen et al v. Urban Commons, LLC et al We have downloadable decisions or orders for this case
as 8:2020cv01973
Defendant: Urban Commons, LLC, Howard Wu, Urban Commons 6th Ave Seattle, LLC and others
Plaintiff: Ronald A Christensen and Clifford A Rosen
Cause Of Action: 15 U.S.C. § 77
Pannucci v. Echelon Corporation et al
as 3:2018cv05004
Defendant: Robert R. Maxfield, Echelon Corporation, Betsy Rafael and others
Plaintiff: Daniel Pannucci
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
Aducci v. Echelon Corporation et al
as 5:2018cv04415
Defendant: Armas C. Markkula, Jr., Betsy Rafael, Ron Sege and others
Plaintiff: John Aducci
Cause Of Action: 28 U.S.C. § 1331
Mineworkers' Pension Scheme, et al v. First Solar Incorporated, et al We have downloadable decisions or orders for this case
as 16-16937
Plaintiff: MINEWORKERS' PENSION SCHEME and BRITISH COAL STAFF SUPERANNUATION SCHEME
Defendant - Appellee: FIRST SOLAR INCORPORATED, MICHAEL J. AHEARN, ROBERT J. GILLETTE and others
Movant - Appellant: CLIFFORD TINDALL, BRITT NEDERHOOD, ENG KWANG TAN and others
Zazzali v. Alexander Partners LLC et al
as 1:2014cv00419
Plaintiff: James R. Zazzali
Defendant: Alexander Partners LLC, Brewer Financial Services LlC , Brewer Investment Group LLC and others
Claimant: Todd F. Gerot and Diane R. Gerot
Cause Of Action: 15 U.S.C. § 78
Wiley v. Envivio, Inc. et al We have downloadable decisions or orders for this case
as 3:2012cv05637
Plaintiff: Joe M. Wiley
Defendant: Envivio, Inc. , Julien Singes , Erik E. Miller and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Toth v. Envivio, Inc. et al We have downloadable decisions or orders for this case
as 4:2012cv05636
Plaintiff: Michael Toth
Defendant: Envivio, Inc. , Julien Singes , Erik E. Miller and others
Consol_plaintiff: Joe M. Wiley
Cause Of Action: 28 U.S.C. § 1441 - Petition for Removal: SEC Act

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