Cases 1 - 10 of 27
Richard Hofman v. Fidelity Brokerage Services LLC et al
as 2:2023cv00881
Plaintiff:
Richard Alan Hofman and Richard Hofman
Defendant:
Fidelity Brokerage Services LLC, Financial Industry Regulatory Authority, Inc., Depository Trust & Clearing Corporation and others
Cause Of Action: 28 U.S.C. § 1446 Notice of Removal
Marquardt v. Financial Industry Regulatory Authority et al
as 3:2022cv05538
Plaintiff:
Shannon Marquardt
Defendant:
Financial Industry Regulatory Authority and First Republic Securities Company, LLC
Cause Of Action: 09 U.S.C. § 1 U.S. Arbitration Act
Aurangzeb Pirzada v. Financial Industry Regulatory Authority, Inc. et al
as 2:2021cv07395
Plaintiff:
Aurangzeb Pirzada and Zeb Pirzada
Defendant:
Financial Industry Regulatory Authority, Inc. (Finra), A Private Company, David Watson, Deborah Pohlson and others
Cause Of Action: 28 U.S.C. § 1441
Justin H. Wilkes v. Randstad US, LLC et al
as 2:2021cv05707
Plaintiff:
Justin H. Wilkes
Defendant:
Randstad US, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 42 U.S.C. § 2000
Cristo v. US Securities and Exchange Comission et al
as 3:2019cv01910
Defendant:
US Securities and Exchange Comission, Financial Industry Regulatory Authority, FINRA employees DOE 1-20 and others
Plaintiff:
Constantine Gus Cristo
Cause Of Action: 28 U.S.C. § 1331
Garrabrants v. Financial Industry Regulatory Authority
as 3:2019cv01570
Plaintiff:
Gregory Garrabrants
Defendant:
Financial Industry Regulatory Authority
Petitioner:
Scott Richard Reynolds
Cause Of Action: 28 U.S.C. § 1332
Gregory Acosta v. Financial Industry Regulatory Authority, Inc.
as 2:2018cv07432
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Gregory Acosta
Cause Of Action: 28 U.S.C. § 2201
Global Ebusiness Services, Inc. et al v. Financial Industry Regulatory Authority, Inc.
as 5:2017cv06095
Plaintiff:
Global Ebusiness Services, Inc. and Syed Nazim Ali
Defendant:
Financial Industry Regulatory Authority, Inc.
Cause Of Action: 28 U.S.C. § 1331
Philip Godfrey v. Financial Industry Regulatory Authority, Inc.
as 2:2016cv02776
Defendant:
Does and Financial Industry Regulatory Authority, Inc.
Plaintiff:
Philip Godfrey
Flowers v. Financial Industry Regulatory Authority, Inc. et al
as 3:2015cv02390
Plaintiff:
Troy Flowers
Defendant:
Financial Industry Regulatory Authority, Inc. and Does 1 through 30
Cause Of Action: 15 U.S.C. § 0078
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