Securities/Commodities/Exchanges Cases filed in the First Circuit Courts
Securities and Exchange Commission v. Sharp et al We have downloadable decisions or orders for this case
as 1:2021cv11276
Plaintiff: Securities and Exchange Commission
Defendant: Frederick L. Sharp, Zhiying Yvonne Gasarch, Courtney Kelln and others
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Graham et al v. Leschly et al
as 1:2021cv10962
Defendant: Mark Vachon, Nick Leschly, Daniel S. Lynch and others
Plaintiff: Soumya Vemuri, Venkata Chotneeru, Derivatively on Behalf of Bluebird Bio, Inc. and others
In Re Bluebird Bio, Inc. Stockholder Derivative Litigation
as 1:2021cv10614
Defendant: Mark Vachon, Nick Leschly, Daniel S. Lynch and others
Plaintiff: Melvyn Klein
Consolidated Plaintiff: Mike Graham, Soumya Vemuri, Venkata Chotneeru and others
Consolidated Defendant: Denice Torres and Douglas A. Melton, Ph.D
Cause Of Action: 28 U.S.C. § 1331
Auctus Fund, LLC v. Graham
as 1:2020cv10675
Plaintiff: Auctus Fund, LLC
Defendant: Robert Graham
Graham v. PixarBio Corporation et al
as 1:2017cv10157
Plaintiff: Ryan Graham
Defendant: PixarBio Corporation and Francis Reynolds
Cause Of Action: 15 U.S.C. § 77
Plumbers' Union Local No. 12, et al v. Graham, et al We have downloadable decisions or orders for this case
as 09-2596
Plaintiff - Appellant: PLUMBERS' UNION LOCAL NO. 12 PENSION FUND, Individually and on behalf of all others similarly situated, PLUMBERS' & PIPEFITTERS' WELFARE EDUCATIONAL FUND and NECA-IBEW HEALTH & WELFARE FUND
Debtor - Appellee: NOMURA ASSET ACCEPTANCE CORPORATION
Defendant - Appellee: JOHN P. GRAHAM, NATHAN GORIN, JOHN MCCARTHY and others
Plumbers' Union Local No. 12 Pension Fund, Individually and On Behalf of All Others Similarly Situated v. Nomura Asset Acceptance Corporation et al We have downloadable decisions or orders for this case
as 1:2008cv10446
Defendant: Nomura Asset Acceptance Corporation, Nomura Asset Acceptance Corporation, John P. Graham and others
Plaintiff: Plumbers' Union Local No. 12 Pension Fund, Individually and On Behalf of All Others Similarly Situated and Plumbers' Union Local No. 12 Pension Fund, Individually and On Behalf of All Others Similarly Situated
Cause Of Action: 28 U.S.C. § 1332 Diversity-Notice of Removal
Securities and Exchange Commission v. Graham
as 1:2007cv11152
Plaintiff: Securities and Exchange Commission
Defendant: Rob Roy J. Graham
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Security and Exchange Commission v. Braintree Energy Inc et al
as 1:2007cv10307
Plaintiff: Security and Exchange Commission
Defendant: Braintree Energy Inc and Howard Graham
Cause Of Action: 15 U.S.C. § 77 Securities Fraud

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