Cases 1 - 10 of 11
Securities and Exchange Commission v. Woods et al
as 1:2021cv03413
Plaintiff:
Securities and Exchange Commission
Defendant:
John J. Woods, Livingston Group Asset Management Company doing business as Southport Capital and Horizon Private Equity, III, LLC
Respondent:
TD Ameritrade, Inc. and Relevance Capital III, L.P.
Receiver:
A. Cotten Wright
Cause Of Action: 15 U.S.C. § 77
Charles Schwab & Co., Inc. et al v. Frick et al
as 2:2021cv00154
Plaintiff:
Charles Schwab & Co., Inc. and TD Ameritrade, Inc.
Defendant:
Ray Frick and James Frick
Cause Of Action: 28 U.S.C. § 1335
Plaintiff v. Defendant
as 1:2019cv01141
Debtor:
Plaintiff v. Defendant
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Plaintiff v. Defendant
as 1:2018cv00225
Plaintiff:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Cause Of Action: 42 U.S.C. § 2000
Plaintiff v. Defendant
as 1:2017cv00302
Appellant:
Plaintiff v. Defendant
Debtor:
Plaintiff v. Defendant
Defendant:
Plaintiff v. Defendant
Appellee:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 0158
Curry et al v. TD Ameritrade, Inc. et al
as 1:2014cv01361
Plaintiff:
William A. Curry , Robert L. Claxton , John R. Sullivan and others
Defendant:
TD Ameritrade, Inc. , TD Ameritrade Clearing, Inc. , TD Ameritrade Holding Corporation and others
Cause Of Action: 15 U.S.C. § 77
Kay v. TD Ameritrade, Inc., et al.
as 1:2014cv00742
Plaintiff:
Gordon Kay
Defendant:
TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.
Cause Of Action: 15 U.S.C. § 77
Plaintiff v. Defendant
as 1:2011cv01806
Appellant:
Plaintiff v. Defendant
Appellee:
Plaintiff v. Defendant
Cause Of Action: 28 U.S.C. § 0158
Samuels v. TD Ameritrade, Inc. et al
as 1:2011cv00303
Plaintiff:
Susan Samuels
Defendant:
TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.
Cause Of Action: 28 U.S.C. § 1332
Hamilton v. TD Ameritrade, Inc. et al
as 1:2008cv03731
Plaintiff:
A. M. Hamilton, A. M. Hamilton and A. M. Hamilton
Defendant:
TD Ameritrade, Inc., TD Ameritrade Holding Corporation, The Reserve Yield Plus Fund and others
Cause Of Action: 15 U.S.C. § 78 m(a) Securities Exchange Act
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